This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility;
superannuation; and
financial products limited to:
miscellaneous financial investment products limited to MDA services; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility;
superannuation; and
financial products limited to:
miscellaneous financial investment products limited to MDA services;
to retail and wholesale clients.
Name | First provided advice | Qualification and trainings |
---|---|---|
Ashish Aryal | 2017 | 2014 - Advanced Diploma of Financial Planning FNS60410 - Advanced Diploma (AQF 6) - Monarch Institute ~ 2014 - Diploma of Financial Planning FNS50611 - Diploma (AQF 5) - Investment Banking Institute ~ 2016 - Bachelor of Commerce (Accounting) - Bachelor Degree (AQF 7) - Deakin University ~ 2020 - MAI769 Ethics for Financial Advice - Bridging Course - Ethics - Deakin University |
Craig Travis Uys | 2012 | 2010 - Bachelor of Commerce (Finance & Economics) - Bachelor Degree (AQF 7) - University of Southern Queensland ~ 2012 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - International Institute of Technology Pty Ltd (IIT) ~ 2022 - FPC003 Superannuation and Retirement Advice - Other - Kaplan Education Pty Ltd ~ 2022 - FPE016 Self Managed Superannuation Funds - Other - Kaplan Education Pty Ltd ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Education Pty Ltd |
Georgina Gowan | 2017 | 1995 - Income Tax Law 3 - Other - La Trobe University ~ 1998 - Bachelor Commerce (Accounting) - Bachelor Degree (AQF 7) - La Trobe University ~ 2017 - Diploma Financial Planning FNS50611 - Diploma (AQF 5) - Kaplan Education Pty Ltd ~ 2018 - Advanced Diploma Financial Planning FNS60415 - Advanced Diploma (AQF 6) - Kaplan Education Pty Ltd ~ 2022 - TASACLv2 Commercial Law - Other - Kaplan Education Pty Ltd ~ 2024 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Education Pty Ltd |
James O'brien | 2017 | 2014 - Diploma Financial Planning FNS50611 - Diploma (AQF 5) - Kaplan Higher Education Pty Ltd ~ 2018 - Advanced Diploma Financial Planning FNS60415 - Advanced Diploma (AQF 6) - Kaplan Higher Education Pty Ltd ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Ltd ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Ltd ~ 2024 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Higher Education Pty Ltd |
Justin John Klimas | 2018 | 2005 - Bachelor of Business (Economics and Finance) - Bachelor Degree (AQF 7) - Royal Melbourne Institute of Technology (RMIT University) ~ 2012 - Diploma of Financial Planning FNS50611 - Diploma (AQF 5) - Monarch Institute ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Ltd |
Matthew Husband | 2011 | 2002 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Tasmania ~ 2009 - Diploma of Financial Services (Financial Planning) FNS50804 - Diploma (AQF 5) - GWM Adviser Services Ltd trading as Advice Education ~ 2011 - Advanced Diploma of Financial Services (Financial Planning) FNS60404 - Advanced Diploma (AQF 6) - GWM Adviser Services Ltd trading as Advice Education ~ 2011 - RG146 Margin Lending - Other - GWM Adviser Services Ltd trading as Advice Education ~ 2018 - Certified Financial Planner - Professional Designations - FPA ~ 2023 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Education Pty Ltd |
Mst Ferdausi Aktar | 2018 | 2017 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - Royal Melbourne Institute of Technology (RMIT University) ~ 2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Education Pty Ltd ~ 2020 - Self Managed Superannuation Funds - Other - Kaplan Education Pty Ltd |
Pantelis Cleoudis | 2018 | 2009 - Bachelor of Business - - University of Tasmania ~ 2012 - FNS50804 Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Education Pty Ltd ~ 2023 - Accredited Listed Product Adviser Program - Other - Kaplan Education Pty Ltd ~ 2023 - FPC001B Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Education Pty Ltd ~ 2023 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Education Pty Ltd ~ 2024 - FPC003 Superannuation and Retirement Advice - Other - Kaplan Education Pty Ltd |
Ryan James Attard | 2024 | 2017 - Bachelor of Business (Economics and Finance) - Bachelor Degree (AQF 7) - RMIT University ~ 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Ltd |
Thomas James Snell | 2016 | 2015 - Bachelor Business (Accounting Business Finance) - Bachelor Degree (AQF 7) - Monash University ~ 2015 - Diploma Financial Planning FNS50615 - Diploma (AQF 5) - Mentor Education Group |