This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Ellen Lynch | 2015 | 2011 - Advanced Diploma in Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan |
| Matthew James Witkowski | 2000 | 2000 - Bachelor Of Commerce (Accounting & Finance) - Bachelor Degree (AQF 7) - Deakin University ~ 2000 - Diploma in Financial Advising (Equities) - Diploma (AQF 5) - Securities Institute of Australia ~ 2003 - Advanced Diploma In Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Deakin ~ 2005 - Certified Practising Accountant (CPA) - Other - CPA Australia ~ 2007 - Master of Business Administration (MBA) - Masters Degree (AQF 9) - Deakin University |