Acns Capital Markets Pty ltd

AFS License Number
279099
Name
Acns Capital Markets Pty ltd
ABN/ACN/ARBN
93088503208
Licensee issued
Oct. 22, 2004
Address
West Perth, 6005, WA

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
derivatives;
interests in managed investment schemes excluding investor directed portfolio services;
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
derivatives;
interests in managed investment schemes excluding investor directed portfolio services;
securities;
standard margin lending facility; and
superannuation; and
underwriting:
interests in managed investment schemes; and
an issue of securities;
to retail and wholesale clients.

Location

Advisers

NameFirst provided adviceQualification and trainings
 Adam Priestley Belton2002Diploma of Fin Planning - securities institute
 Alan Peter Lawson1997Bachelor of Buisness - ECU ~ Derivatives Level 2 - ASX ~ Level 1 - CFA institute
 Anthony John Locantro1998Core 1 Securities and Managed Investments Accreditation Program - Stockbrokers Association Australia ~ Margin Lending Accreditation Program - Stockbrokers Association of Australia ~ Professional Diploma in Stockbroking - Stockbrokers Association or Australia
 Cameron Ross Bolton2004Margin lending / geared investments - Kaplan ~ PS 146 complaint - Kaplan ~ RG 146 - Kaplan
 Caue Penteado DE Toledo Rodrigues2018Bachelor of Business Administration - University of San Paulo ~ Diploma of Financial Planning - Kaplan ~ Master of Professional Accounting - Edith Cowan University
 Chris David Mcgrath2009Derivites level 2 - ASX ~ Masters of Buisness Admin - UWA
 Clarke Colin Barlow2006Accredited Derivatives Adviser - Level 1 and 2 - ASX ~ Bachelor of Comm - University of Western Australia ~ Designated Training Representative Derivatives - ASX ~ RG146 Tier 1 - SDIA
 Craig Ian Brown1987derivitives level 1 - ASX ~ margin lending /geared investments - Kaplan
 Daniel Koong Seng Chiew2017Bachelor of Commerce - University of Western Australia
 David Rodney Parker2001Bachelor of Commerce - Curtin UNI ~ SIA ( aff ) - Securities institute ~ senior associate - FINSIA
 Frederick Alexander Bax2010RG146 - Kaplan
 Paul William Covich1987Bachelor of Business - Curtin University of Technology ~ SDIA Accreditation Program - Securities and Futures Markets and Managed Investments - Deakin/ SDIA ~ Securities Industry Law and Ethics - Securities Institute of Australi
 Peter Hamilton Hayes1991Bachelor of Buisness - Curtin University
 Shane Hoehock Wee1994Derivitives Level 1 - ASX ~ margin lending /geared investments - Kaplan
 Stockley Roy Davis1998economics - UWA