This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Edward Brett Cox | 2017 | 1990 - Bacehlor of Business - - University of Southern Queensland ~ 1992 - CA Program - - Institute of Chartered Accountants ~ 1999 - Master of Tax - - University of Sydney ~ 2016 - Diploma of Financial Planning - - Kaplan Professional ~ 2016 - Securities and Managed Investments - - Kaplan Professional |
| Greg Newbury | 2000 | 1989 - Bachelor of Business - - UTS ~ 1991 - CA Program - - Institute of Chartered Accountants ~ 2004 - Certified Public Practitioner - - Institute of Chartered Accountants ~ 2009 - Securities and Managed Investments - - Premium Wealth Management |
| Jean Zhang | 2018 | 2005 - Bachelor of Commerce - - University of New South Wales ~ 2009 - CA Program - - Chartered Accountants Australia & New Zealand ~ 2018 - Family SMSF Advisor RG146 Course - - Terra Cordis |
| Natalie Alicia Economides | 2016 | 2009 - Graduate Diploma - - The Institute of Chartered Accountants in Australia ~ 2015 - ASIC RG146 Generic Knowledge, Skills, Superannuation and Self Managed Superannuation Funds - - Financial Education Professionals |
| Rebecca Beitzel | 2018 | 2001 - CA Program - - Chartered Accountants Australia & New Zealand ~ 2004 - Certified Public Practitioner - - Chartered Accountants Australia & New Zealand ~ 2018 - Family SMSF Advisor RG146 Course - - Terra Cordis |
| Steven Zabeti | 2018 | 2000 - Bachelor of Economics - - Macquarie University ~ 2001 - CA Program - - Chartered Accountants Australia & New Zealand ~ 2018 - Family SMSF Advisor RG146 Course - - Terra Cordis |
| Thomas Heenan | 2018 | 2010 - Bachelor of Commerce - - University of Auckland ~ 2018 - Family SMSF Advisor RG146 Course - - Terra Cordis |