This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Andrew Gaston | 2001 | 1994 - Associate Diploma of Accounting - - TAFE ~ 1995 - Associate Diploma of Banking & Finance - - TAFE ~ 1998 - Diploma of Management - - Deakin University ~ 2007 - Self Managed Super Fund Course - - Kaplan ~ 2010 - Advance Diploma of Financial Services (Financial Planning) - - Kaplan |
| Curtis Murray Gaston | 2018 | 2014 - Bachelor of Applied Finance - Bachelor Degree (AQF 7) - University of South Australia ~ 2014 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of South Australia ~ 2020 - Ethics and Professionalism of Financial Advice - Bridging Course - Ethics - Kaplan |
| Matthew John Dawson | 2015 | 2012 - Bachelor of Business - Bachelor Degree (AQF 7) - Flinders University SA ~ 2012 - Bachelor of Commerce (Finance) - Bachelor Degree (AQF 7) - Flinders University SA ~ 2013 - Diploma of Financial Planning - - Kaplan ~ 2015 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education ~ 2017 - Tax for Financial Advising - Diploma (AQF 5) - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2022 - SMSF Specialist Advisor Accreditation (SSA) - Professional Designations - SMSF Association |