This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Gilda Brisotto | 2016 | 2000 - Bachelor of Business - - University of Southern Queensland (USQ) ~ 2015 - Diploma of Financial Planning - - Integrity Education Group |
| Mark Anthony Cecil | 2005 | 2006 - Diploma of Financial Services (Financial Planning) - - Mentor Education ~ 2018 - Advanced Diploma of Financial Planning - - Mentor Education |
| Myfanwy Rigby | 2005 | 1999 - Bachelor of Business - - Griffith University ~ 2006 - Diploma of Financial Services (Financial Planning) - - Finsia ~ 2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Nicholas Matthew James Rundle | 2008 | 1998 - Bachelor of Commerce - - The University of Adelaide ~ 2007 - Graduate Diploma of Financial Planning - - FINSIA ~ 2008 - ASX Accredited Derivatives Adviser Level Two - - Kaplan ~ 2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Peter Darcy Rowe | 2016 | 2013 - Bachelor of Commerce (Accounting) - - University of Southern Queensland ~ 2015 - Diploma of Financial Planning - - Integrity Education Group |