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Able Financial Services Pty ltd

AFS License Number
530596
Name
Able Financial Services Pty ltd
ABN/ACN/ARBN
27646319164
Licensee issued
Aug. 19, 2021
Address
Parramatta, 2150, NSW

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
provide a claims handling and settling service limited to:
the person makes a recommendation, or states an opinion, in the following circumstances:
the recommendation, or statement of opinion, is made in response to an inquiry by or on behalf of another person about an existing or a potential claim by the other person under an insurance product; and
the recommendation, or statement of opinion, could reasonably be expected to influence a decision whether to continue with the existing claim or to make the potential claim;
the person assists another person to make a claim under an insurance product;
the person represents a person insured under an insurance product in pursuing a claim under the product; and
the person assesses whether an insurer has a liability under an insurance product, or provides assistance in relation to such an assessment;
to retail and wholesale clients.

Location

Advisers

NameFirst provided adviceQualification and trainings
 Paul Richard Conte2016Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Commerce (Accounting Major) - La Trobe University ~ Diploma of Financial Planning - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional ~ Tier 1 Compliance Solution - Margin Lending - Kaplan Professional
 William Johns2006Bachelor of Business (Applied Finance) - University of Western Sydney ~ Certificate IV in Finance & Mortgage Broking - Kaplan Professional ~ Certified Financial Planner - Financial Planning Association & Deakin University ~ Master in Disability Studies - Flinders University ~ Self Managed Superannuation Funds - Kaplan Professional