Abbotts Wealth Management Pty ltd

AFS License Number
303138
Name
Abbotts Wealth Management Pty ltd
ABN/ACN/ARBN
71105243730
Licensee issued
Sept. 21, 2006
Address
West Perth, 6005, WA

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
derivatives; and
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.

Location

Advisers

NameFirst provided adviceQualification and trainings
 Andre James Parker2005Accredited Listed Product Adviser Program - Kaplan ~ Advanced Diploma of Financial Services (Financial Planning) - Finsia ~ Certified Financial Planner Course - Financial Planning Association ~ Diploma of Financial Services (Financial Planning) - Securities Institute of Australia ~ SPAA Specialist Member Accreditation Program - SMSF Professionals Association of Australia
 Briony Knott2016ASIC RG146 - Financial Planning Association ~ Bachelor of Commerce - University of KwaZulu-Natal ~ Certified Financial Planning Course - Financial Planning Association ~ Masters in Financial Planning - Kaplan ~ Self Managed Superannuation Funds - Kaplan
 Christopher Higham2004Bachelor of Business Degree - Curtin University ~ Chartered Accountant - Institute of Chartered Accountants ~ Graduate Cert. in Financial Planning - Securities Institute of Australia ~ Margin Lending & Geared Investments - Kaplan ~ Superannuation - SMSF Accreditation - Kaplan
 David Cranston Drake2004Bachelor of Commerce - University of WA ~ CPA - CPA Australia ~ Graduate Certificate in Financial Planning - Securities Institute of Australia ~ Post Graduate Diploma of Business - Curtin University ~ Superannuation - SMSF Accreditation - Kaplan