Download this database for offline use

Aan Wealth Management Pty ltd

AFS License Number
517548
Name
Aan Wealth Management Pty ltd
ABN/ACN/ARBN
26634944399
Licensee issued
Sept. 30, 2019
Address
Brisbane, 4000, QLD

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.

Location

Advisers

NameFirst provided adviceQualification and trainings
 Alexandra Mary Jeffery2018FNS50615 DIPLOMA OF FINANCIAL PLANNING - IIT
 Anthony Carl Carboon2014Diploma of Financial Planning - Financial Planning Association of Australia
 Ashley Karl James Brown2018Advanced Diploma of Financial Planning - Monarch Institute ~ Competencies for part of Diploma of Financial Planning - Monarch Institute ~ Diploma of Financial Planning - Monarch Institute
 Barton Edward Peek2017Advanced Diploma of Financial Planning - Monarch Institute ~ Bachelor of Commerce (Financial Planning) - University of New England ~ Diploma of Financial Planning - Monarch Institute ~ Financial Adviser Exam - FASEA ~ Specialist Knowledge SMSF - Monarch Institute
 Cameron Rowland James2018Bachelor of Commerce (Tax & Accounting) - Griffith University ~ DIPLOMA OF FINANCIAL PLANNING - IIT ~ Financial Adviser Exam - FASEA
 Christian Brian Stanger2007Advanced Diploma of Financial Planning - Mentor Education ~ Diploma of Financial Services - KAPLAN ~ Financial Adviser Exam - FASEA ~ Margin Lending - RG146 - Monarch
 Daniela Migliorini2018Advanced Diploma of Financial Planning - IIT ~ Diploma of Financial Planning - IIT ~ Financial Adviser Exam - FASEA
 Diane Frances Birtles-crute2012Ethics and Professionalism in Financial Advice - Kaplan Professional ~ RG146 in Financial Planning, Insurance, Superannuation - Intellitrain ~ Securities and Managed Investments - Kaplan
 Dinesh Damian Rajah2018Diploma of Financial Planning - Monarch Institute
 Diogo Lacerda Rodrigues2018Bachelors of Commerce - Griffith University ~ Diploma Financial Planning - Monarch
 Harley Matthew Turner2016Diploma of Financial Planning - Monarch Institute
 Hollie Ann Jones2022BA Honors Accounting and Finance - Glyndwr University (UK) ~ Diploma Financial Planning - Mentor ~ Graduate Diploma Financial Planning - Kaplan
 Ian Potter2015Advanced Diploma of Financial Planning - Monarch Institute ~ Diploma of Financial Planning - Monarch Institute ~ Financial Adviser Exam - FASEA ~ Graduate Diploma Financial Planning - Kaplan
 Jay Fleming2014Bachelor of Commerce (Financial Planning) - Griffith University
 John Greg Pearson2007Advanced Diploma of Financial Planning - Kaplan ~ Diploma of Financial Services (Financial Planning) - Mentor Education ~ Financial Adviser Exam - FASEA ~ Margin Lending and Geared Investments - Kaplan
 Kerry Maree Gladman2018DIPLOMA OF FINANCIAL PLANNING - IIT
 Larissa Paige Coert2018Bachelor of Business - GRIFFITH UNIVERSITY ~ Diploma Of Financial Planning - International Institute of Training
 Marcus Warren2018RG146 - Monarch Institute
 Mathew James Walters2015ADFP - International Institute Of Technology ~ Diploma in Financial Planning - International Institute of Technology ~ Master of Commerce - Deakin University
 Neil Kenneth Vincent Rowley2000Bachelor of Business (Management) - Queensland University of Technology (QUT) ~ Graduate Diploma in Financial Planning - Securities Institute ~ Margin Lending and Geared Investments - Kaplan
 Nicholaus Benson2018Diploma of Financial Planning - International Institute of Technology
 Paul Anthony Clark2005Diploma of Financial Planning - CFP - Financial Planning Association of Australia ~ Ethics and Professionalism in Financial Planning - Kaplan Professional ~ Margin Lending & Geared Investments - Kaplan Professional ~ Master of Business Administration - University of Southern Queensland ~ Self Managed Superannuation Funds Module - Kaplan Professional
 Sade Diandra Wallace2018DIPLOMA OF FINANCIAL PLANNING - IIT
 Sean Joseph Taylor2022Bachelor of Psychology - Griffith University ~ Graduate Diploma Financial Planning - Kaplan
 Shannon Lawrence Freney2014Bachelor of Business (Management and Entrepreneurship/Marketing) - James Cook University ~ Diploma of Financial Planning - Kaplan Professional ~ Financial Adviser Exam - FASEA ~ Responsible Manager Fundamentals - Education Professionals ~ Securities and Managed Investments - Kaplan Professional
 Stephen Baird2008Advanced Diploma of Financial Planning - Kaplan ~ Diploma of Financial Planning - Kaplan Professional Education ~ FASEA Exam - FASEA
 Steven Kale Cove2016Bachelor of Business - Swinburne University of Technology ~ Diploma of Financial Planning - Monarch Institute ~ Economic & Legal Context for Financial Planning - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Self Managed Superannuation Funds - Monarch Institute
 Timothy James Swainston2018Bachelor Business Commerce (Applied Finance) - Western Sydney University ~ Diploma Financial Planning FNS50615 - Monarch Institute
 Tomislav Jure Vukovic2018Diploma of Financial Planning - Monarch Institute
 Yankat Naidu2001Advanced Diploma - Financial Planning - Kaplan ~ Bachelor Degree - Commerce - Waikato Polytechnic ~ Diploma of Financial Planning(RG-146) - Kaplan