This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Alexandra Mary Jeffery | 2018 | FNS50615 DIPLOMA OF FINANCIAL PLANNING - IIT |
| Anthony Carl Carboon | 2014 | Diploma of Financial Planning - Financial Planning Association of Australia |
| Barton Edward Peek | 2017 | Advanced Diploma of Financial Planning - Monarch Institute ~ Diploma of Financial Planning - Monarch Institute |
| Cameron Rowland James | 2018 | Bachelor of Commerce (Tax & Accounting) - Griffith University ~ DIPLOMA OF FINANCIAL PLANNING - IIT ~ Financial Adviser Exam - FASEA |
| Christian Brian Stanger | 2007 | Advanced Diploma of Financial Planning - Mentor Education ~ Diploma of Financial Services - KAPLAN ~ Financial Adviser Exam - FASEA ~ Margin Lending - RG146 - Monarch |
| Daniela Migliorini | 2018 | Diploma of Financial Planning - IIT |
| Dinesh Damian Rajah | 2018 | Diploma of Financial Planning - Monarch Institute |
| Diogo Lacerda Rodrigues | 2018 | Bachelors of Commerce - Griffith University ~ Diploma Financial Planning - Monarch |
| Dominic Charles O'regan | 2018 | Diploma of Financial Planning - iit ~ Financial Adviser Exam - FASEA |
| Harley Matthew Turner | 2016 | Diploma of Financial Planning - Monarch Institute |
| Hollie Ann Jones | 0 | BA Honors Accounting and Finance - Glyndwr University (UK) ~ Diploma Financial Planning - Mentor ~ Graduate Diploma Financial Planning - Kaplan |
| Ian Potter | 2015 | Advanced Diploma of Financial Planning - Monarch Institute ~ Diploma of Financial Planning - Monarch Institute ~ Financial Adviser Exam - FASEA ~ Graduate Diploma Financial Planning - Kaplan |
| Ian Roland Littler | 2010 | Advanced Diploma of Financial Planning - IIT ~ Diploma of Financial Services (Financial Planning) - IIT ~ Principles of self-managed superannuation funds - IIT |
| Isaac Jacob Mcqueen | 2017 | Competencies form part of Diploma of Financial Planning - Monarch Institute ~ Diploma of Financial Planning - MONARCH |
| Jay Fleming | 2014 | Bachelor of Commerce (Financial Planning) - Griffith University |
| John Greg Pearson | 2007 | Advanced Diploma of Financial Planning - Kaplan ~ Diploma of Financial Services (Financial Planning) - Mentor Education ~ Financial Adviser Exam - FASEA ~ Margin Lending and Geared Investments - Kaplan |
| Larissa Paige Coert | 2018 | Bachelor of Business - GRIFFITH UNIVERSITY ~ Diploma Of Financial Planning - International Institute of Training |
| Loredana Asquith | 2018 | Diploma of Financial Planning - IIT |
| Marcus Warren | 2018 | RG146 - Monarch Institute |
| Mathew James Walters | 2015 | ADFP - International Institute Of Technology ~ Diploma in Financial Planning - International Institute of Technology ~ Master of Commerce - Deakin University |
| Michael Burns | 2006 | Bachelor of Science - The University of Queensland ~ Graduate Diploma of Financial Planning - Securities Institute ~ Master of Commerce - The University of Queensland ~ RG146 Margin Lending - MLC ThreeSixty |
| Michael Patrick Finn | 2008 | Diploma of Finance & Mortgage Broking Management - TAFE ~ Diploma of Financial Services (FP) - International Institute of Technology ~ Specialist Knowledge SMSF - International Institute of Technology |
| Nicholaus Benson | 2018 | Diploma of Financial Planning - International Institute of Technology |
| Sade Diandra Wallace | 2018 | DIPLOMA OF FINANCIAL PLANNING - IIT |
| Sean Joseph Taylor | 0 | Bachelor of Psychology - Griffith University ~ Graduate Diploma Financial Planning - Kaplan |
| Shannon Lawrence Freney | 2014 | Bachelor of Business (Management and Entrepreneurship/Marketing) - James Cook University ~ Diploma of Financial Planning - Kaplan Professional ~ Financial Adviser Exam - FASEA ~ Responsible Manager Fundamentals - Education Professionals ~ Securities and Managed Investments - Kaplan Professional |
| Stephen Baird | 2008 | Advanced Diploma of Financial Planning - Kaplan ~ Diploma of Financial Planning - Kaplan Professional Education ~ FASEA Exam - FASEA |
| Taylor Paniora | 2016 | Diploma of Financial Planning - Monarch |
| Tomislav Jure Vukovic | 2018 | Diploma of Financial Planning - Monarch Institute |
| Yankat Naidu | 2001 | Advanced Diploma - Financial Planning - Kaplan ~ Bachelor Degree - Commerce - Waikato Polytechnic ~ Diploma of Financial Planning(RG-146) - Kaplan |