Aan Wealth Management Pty ltd
- AFS License Number
- 517548
- Name
- Aan Wealth Management Pty ltd
- ABN/ACN/ARBN
- 26634944399
- Licensee issued
- Sept. 30, 2019
- Address
- Brisbane, 4000, QLD
Licence conditions
This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
Location
Advisers
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Alexandra Mary Jeffery | 2018 | FNS50615 DIPLOMA OF FINANCIAL PLANNING - IIT |
| Anthony Carl Carboon | 2014 | Diploma of Financial Planning - Financial Planning Association of Australia |
| Ashley Karl James Brown | 2018 | Advanced Diploma of Financial Planning - Monarch Institute ~ Competencies for part of Diploma of Financial Planning - Monarch Institute ~ Diploma of Financial Planning - Monarch Institute |
| Barton Edward Peek | 2017 | Advanced Diploma of Financial Planning - Monarch Institute ~ Bachelor of Commerce (Financial Planning) - University of New England ~ Diploma of Financial Planning - Monarch Institute ~ Financial Adviser Exam - FASEA ~ Specialist Knowledge SMSF - Monarch Institute |
| Cameron Rowland James | 2018 | Bachelor of Commerce (Tax & Accounting) - Griffith University ~ DIPLOMA OF FINANCIAL PLANNING - IIT ~ Financial Adviser Exam - FASEA |
| Christian Brian Stanger | 2007 | Advanced Diploma of Financial Planning - Mentor Education ~ Diploma of Financial Services - KAPLAN ~ Financial Adviser Exam - FASEA ~ Margin Lending - RG146 - Monarch |
| Daniela Migliorini | 2018 | Advanced Diploma of Financial Planning - IIT ~ Diploma of Financial Planning - IIT ~ Financial Adviser Exam - FASEA |
| Diane Frances Birtles-crute | 2012 | Ethics and Professionalism in Financial Advice - Kaplan Professional ~ RG146 in Financial Planning, Insurance, Superannuation - Intellitrain ~ Securities and Managed Investments - Kaplan |
| Dinesh Damian Rajah | 2018 | Diploma of Financial Planning - Monarch Institute |
| Diogo Lacerda Rodrigues | 2018 | Bachelors of Commerce - Griffith University ~ Diploma Financial Planning - Monarch |
| Harley Matthew Turner | 2016 | Diploma of Financial Planning - Monarch Institute |
| Hollie Ann Jones | 2022 | BA Honors Accounting and Finance - Glyndwr University (UK) ~ Diploma Financial Planning - Mentor ~ Graduate Diploma Financial Planning - Kaplan |
| Ian Potter | 2015 | Advanced Diploma of Financial Planning - Monarch Institute ~ Diploma of Financial Planning - Monarch Institute ~ Financial Adviser Exam - FASEA ~ Graduate Diploma Financial Planning - Kaplan |
| Jay Fleming | 2014 | Bachelor of Commerce (Financial Planning) - Griffith University |
| John Greg Pearson | 2007 | Advanced Diploma of Financial Planning - Kaplan ~ Diploma of Financial Services (Financial Planning) - Mentor Education ~ Financial Adviser Exam - FASEA ~ Margin Lending and Geared Investments - Kaplan |
| Kerry Maree Gladman | 2018 | DIPLOMA OF FINANCIAL PLANNING - IIT |
| Larissa Paige Coert | 2018 | Bachelor of Business - GRIFFITH UNIVERSITY ~ Diploma Of Financial Planning - International Institute of Training |
| Marcus Warren | 2018 | RG146 - Monarch Institute |
| Mathew James Walters | 2015 | ADFP - International Institute Of Technology ~ Diploma in Financial Planning - International Institute of Technology ~ Master of Commerce - Deakin University |
| Neil Kenneth Vincent Rowley | 2000 | Bachelor of Business (Management) - Queensland University of Technology (QUT) ~ Graduate Diploma in Financial Planning - Securities Institute ~ Margin Lending and Geared Investments - Kaplan |
| Nicholaus Benson | 2018 | Diploma of Financial Planning - International Institute of Technology |
| Paul Anthony Clark | 2005 | Diploma of Financial Planning - CFP - Financial Planning Association of Australia ~ Ethics and Professionalism in Financial Planning - Kaplan Professional ~ Margin Lending & Geared Investments - Kaplan Professional ~ Master of Business Administration - University of Southern Queensland ~ Self Managed Superannuation Funds Module - Kaplan Professional |
| Sade Diandra Wallace | 2018 | DIPLOMA OF FINANCIAL PLANNING - IIT |
| Sean Joseph Taylor | 2022 | Bachelor of Psychology - Griffith University ~ Graduate Diploma Financial Planning - Kaplan |
| Shannon Lawrence Freney | 2014 | Bachelor of Business (Management and Entrepreneurship/Marketing) - James Cook University ~ Diploma of Financial Planning - Kaplan Professional ~ Financial Adviser Exam - FASEA ~ Responsible Manager Fundamentals - Education Professionals ~ Securities and Managed Investments - Kaplan Professional |
| Stephen Baird | 2008 | Advanced Diploma of Financial Planning - Kaplan ~ Diploma of Financial Planning - Kaplan Professional Education ~ FASEA Exam - FASEA |
| Steven Kale Cove | 2016 | Bachelor of Business - Swinburne University of Technology ~ Diploma of Financial Planning - Monarch Institute ~ Economic & Legal Context for Financial Planning - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Self Managed Superannuation Funds - Monarch Institute |
| Timothy James Swainston | 2018 | Bachelor Business Commerce (Applied Finance) - Western Sydney University ~ Diploma Financial Planning FNS50615 - Monarch Institute |
| Tomislav Jure Vukovic | 2018 | Diploma of Financial Planning - Monarch Institute |
| Yankat Naidu | 2001 | Advanced Diploma - Financial Planning - Kaplan ~ Bachelor Degree - Commerce - Waikato Polytechnic ~ Diploma of Financial Planning(RG-146) - Kaplan |