Aan Wealth Management Pty ltd

AFS License Number
517548
Name
Aan Wealth Management Pty ltd
ABN/ACN/ARBN
26634944399
Licensee issued
Sept. 30, 2019
Address
Brisbane, 4000, QLD

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.

Location

Advisers

Name First provided advice Qualification and trainings
 Anthony Carl Carboon 2014 Diploma of Financial Planning - Financial Planning Association of Australia
 Christian Brian Stanger 2007 Advanced Diploma of Financial Planning - Mentor Education ~ Diploma of Financial Services - KAPLAN ~ Financial Adviser Exam - FASEA ~ Margin Lending - RG146 - Monarch
 Daniel Adams 2023 Bachelor of Commerce (Accounting and Financial Planning) - Griffith University
 Danis Hrle 0 Bachelor of Commerce - Griffith University ~ FASEA Exam - ASIC
 Diogo Lacerda Rodrigues 2018 Bachelors of Commerce - Griffith University ~ Diploma Financial Planning - Monarch
 Gabrielle Eynon 2015 ASIC - ASIC ~ Advanced Diploma of Financial Planning - Kaplan Professional ~ Diploma of Financial Planning - Pinnacle Financial Services Academy Pty Ltd ~ Masters of Financial Planning - Kaplan Professional
 Glenn Hedger 2023 Bachelor of Commerce - Griffith University ~ Diploma of Financial Planning - Monarch Institute
 Ian Potter 2015 Advanced Diploma of Financial Planning - Monarch Institute ~ Diploma of Financial Planning - Monarch Institute ~ Financial Adviser Exam - FASEA ~ Graduate Diploma Financial Planning - Kaplan
 Isabel Dallas 2018 Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Commerce (Finance) - University of Western Australia ~ Diploma of Accounting - TAFE Tasmania ~ Diploma of Financial Planning - International Institute of Technology Pty Ltd (IIT) ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional
 Jason Wong 2015 Advanced Diploma of Financial Services (Financial Planning) - Kaplan ~ Bachelor of Business (Information Management) - RMIT ~ FAESA Exam - ASIC ~ Graduate Diploma of Financial Planning - Kaplan ~ Self Managed Superannuation Funds - Kaplan
 John Greg Pearson 2007 Advanced Diploma of Financial Planning - Kaplan ~ Diploma of Financial Services (Financial Planning) - Mentor Education ~ Financial Adviser Exam - FASEA ~ Margin Lending and Geared Investments - Kaplan
 Karen Sewell 2007 Bachelor of Commerce (Accounting) - University of Western Sydney ~ Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Financial Planning - ThreeSixty ~ FASEA EXAM - ASIC ~ Graduate Diploma of Financial Planning - Kaplan Professional
 Karunesh Arora 2018 Advanced Diploma of Financial Planning FNS60415 - Monarch Institute ~ Diploma of Financial Planning FNS50615 - Monarch Institute ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Master of Professional Accounting - Kaplan Business School
 Larissa Paige Coert 2018 Bachelor of Business - GRIFFITH UNIVERSITY ~ Diploma Of Financial Planning - International Institute of Training
 Lisa Ann Watzek 1999 Bachelor Of Commerce (Accounting) - University Of Queensland ~ Bachelor Of Commerce (Honours) - University Of Southern Queensland ~ Certified Financial Planner - Financial Planning Association ~ Diploma of Financial Planning - Financial Planning Association ~ SMSF Specialist Advisor - SMSF Association
 Mathew James Walters 2015 ADFP - International Institute Of Technology ~ Diploma in Financial Planning - International Institute of Technology ~ Master of Commerce - Deakin University
 Michael Andrew Jerard 2006 Advanced Diploma of Financial Services (Financial Planning) - Tribeca & Kaplan Professional ~ Bachelor of Commerce - The University of Melbourne ~ Certified Financial Planner - FPA ~ Diploma of Financial Services (Financial Planning) - FPA - Deakin University & Tribeca ~ SMSF Accreditation - Kaplan Professional
 Niyoosha Reinehr 2016 Advanced Diploma of Financial Planning - Kaplan ~ Bachelor of Commerce/Finance - Swinburne University ~ Diploma of Financial Planning - International Institute of Technology ~ FASEA Exam - ASIC
 Samuel James Boon 2023 ASIC Financial Adviser Exam - ASIC ~ Bachelor Commerce (FP) - James Cook University ~ Graduate Diploma of Financial Planning - Deakin University
 Sharmila Kiran Phal 2006 Client Engagement Skills - Kaplan Professional ~ Diploma of Financial Planning (DFP 1-8) - Financial Planning Association of Australia (FPA) ~ Economic and Legal Context for Financial Planning - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional
 Sharon Lea Trestrail 2010 Bachelor of Business (Banking & Finance) - Monash University ~ FASEA - ASIC ~ Graduate Diploma of Applied Finance (Financial Planning) - Kaplan Professional ~ Super Concepts ICFS Specialist SMSF Course - University of Adelaide
 Shreya Singh 2017 Advanced Diploma of Financial Planning - Monarch Institute ~ Bachelor Of Commerce - University of New England ~ Diploma of Financial PLanning - Pinnacle Financial Services Academy ~ Master of Human Resource Management and Industrial Relations - The University of Sydney
 Stephen Baird 2008 Advanced Diploma of Financial Planning - Kaplan ~ Diploma of Financial Planning - Kaplan Professional Education ~ FASEA Exam - FASEA
 Stephen Hoyes-cock 2013 Bachelor of Commerce (Management and Marketing) - Bond University ~ Diploma Financial Planning FNS50611 - Pinnacle Financial Services Academy ~ Graduate diploma of financial planning - Kaplan ~ RG146 928S RG146 Margin Lending - Kaplan Australia
 Steven Kale Cove 2016 Bachelor of Business - Swinburne University of Technology ~ Diploma of Financial Planning - Monarch Institute ~ Economic & Legal Context for Financial Planning - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Self Managed Superannuation Funds - Monarch Institute
 Stuart Peter Reeves 2000 Bachelor of Business (Accounting) - Monash University ~ Bachelor of Business (Banking & Finance) - Monash University ~ Diploma of Financial Planning - Financial Planning Association (FPA)
 Tomislav Jure Vukovic 2018 Diploma of Financial Planning - Monarch Institute
 Yadvinder Singh 2018 Bachelor of Commerce - Griffith University ~ DFP: Securities and Managed Investments - Kaplan Professional ~ Diploma of Financial Planning - Kaplan Professional