This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Adele Baaini | 2011 | Bachelor of Business (major in FP) - University of Technology Sydney ~ Diploma in Financial Services - Pinnacle Financial Services Academy |
| Alexandra Mary Jeffery | 2018 | FNS50615 DIPLOMA OF FINANCIAL PLANNING - IIT |
| Anthony Carl Carboon | 2014 | Diploma of Financial Planning - Financial Planning Association of Australia |
| Ashley Karl James Brown | 2018 | Advanced Diploma of Financial Planning - Monarch Institute ~ Competencies for part of Diploma of Financial Planning - Monarch Institute ~ Diploma of Financial Planning - Monarch Institute |
| Christian Brian Stanger | 2007 | Advanced Diploma of Financial Planning - Mentor Education ~ Diploma of Financial Services - KAPLAN ~ Financial Adviser Exam - FASEA ~ Margin Lending - RG146 - Monarch |
| Christopher Whaler | 0 | Advanced Diploma in Financial Planning - Kaplan Professional ~ Bachelor of Commerce (Economics & Finance) - Deakin University ~ Diploma in Financial Planning - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma in Applied Finance & Investment - Kaplan Professional |
| Daniel Adams | 0 | Bachelor of Commerce (Accounting and Financial Planning) - Griffith University |
| Diane Frances Birtles-crute | 2012 | Ethics and Professionalism in Financial Advice - Kaplan Professional ~ RG146 in Financial Planning, Insurance, Superannuation - Intellitrain ~ Securities and Managed Investments - Kaplan |
| Dinesh Damian Rajah | 2018 | Diploma of Financial Planning - Monarch Institute |
| Diogo Lacerda Rodrigues | 2018 | Bachelors of Commerce - Griffith University ~ Diploma Financial Planning - Monarch |
| Glenn Hedger | 0 | Bachelor of Commerce - Griffith University ~ Diploma of Financial Planning - Monarch Institute |
| Harley Matthew Turner | 2016 | Advanced Diploma of Financial Planning - International Institute of Technology ~ Diploma of Financial Planning - Monarch Institute ~ FASEA Exam - ASIC |
| Hollie Ann Jones | 2022 | BA Honors Accounting and Finance - Glyndwr University (UK) ~ Diploma Financial Planning - Mentor ~ Graduate Diploma Financial Planning - Kaplan |
| Ian Potter | 2015 | Advanced Diploma of Financial Planning - Monarch Institute ~ Diploma of Financial Planning - Monarch Institute ~ Financial Adviser Exam - FASEA ~ Graduate Diploma Financial Planning - Kaplan |
| Isabel Dallas | 2018 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Commerce (Finance) - University of Western Australia ~ Diploma of Accounting - TAFE Tasmania ~ Diploma of Financial Planning - International Institute of Technology Pty Ltd (IIT) ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional |
| Jason Wong | 2015 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan ~ Bachelor of Business (Information Management) - RMIT ~ FAESA Exam - ASIC ~ Graduate Diploma of Financial Planning - Kaplan ~ Self Managed Superannuation Funds - Kaplan |
| Jay Fleming | 2014 | Bachelor of Commerce (Financial Planning) - Griffith University |
| Jiffry Riyaz | 2011 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional Education ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional Education ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ Master of Financial Planning - Kaplan Professional Education ~ Self Managed Superannuation Funds - Kaplan Professional Education |
| John Greg Pearson | 2007 | Advanced Diploma of Financial Planning - Kaplan ~ Diploma of Financial Services (Financial Planning) - Mentor Education ~ Financial Adviser Exam - FASEA ~ Margin Lending and Geared Investments - Kaplan |
| Karunesh Arora | 2018 | Advanced Diploma of Financial Planning FNS60415 - Monarch Institute ~ Diploma of Financial Planning FNS50615 - Monarch Institute ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Master of Professional Accounting - Kaplan Business School |
| Kerry Maree Gladman | 2018 | DIPLOMA OF FINANCIAL PLANNING - IIT |
| Larissa Paige Coert | 2018 | Bachelor of Business - GRIFFITH UNIVERSITY ~ Diploma Of Financial Planning - International Institute of Training |
| Marlon Fresher | 0 | Bachelor of Commerce (Finance and Management) - Curtin University ~ Diploma of Financial Planning - Monarch Institute ~ Graduate Diploma of Financial Planning - Kaplan Professional |
| Mathew James Walters | 2015 | ADFP - International Institute Of Technology ~ Diploma in Financial Planning - International Institute of Technology ~ Master of Commerce - Deakin University |
| Neil Kenneth Vincent Rowley | 2000 | Bachelor of Business (Management) - Queensland University of Technology (QUT) ~ Graduate Diploma in Financial Planning - Securities Institute ~ Margin Lending and Geared Investments - Kaplan |
| Niyoosha Reinehr | 2016 | Advanced Diploma of Financial Planning - Kaplan ~ Bachelor of Commerce/Finance - Swinburne University ~ Diploma of Financial Planning - International Institute of Technology ~ FASEA Exam - ASIC |
| Renato Varrasso | 2023 | Bachelor of Business - Latrobe ~ Bachelor of Business - Latrobe ~ Masters of Financial Planning - Deakin ~ Masters of Financial Planning - Deakin |
| Sade Diandra Wallace | 2018 | DIPLOMA OF FINANCIAL PLANNING - IIT |
| Sean Joseph Taylor | 2022 | Bachelor of Psychology - Griffith University ~ Graduate Diploma Financial Planning - Kaplan |
| Shannon Lawrence Freney | 2014 | Bachelor of Business (Management and Entrepreneurship/Marketing) - James Cook University ~ Diploma of Financial Planning - Kaplan Professional ~ Financial Adviser Exam - FASEA ~ Responsible Manager Fundamentals - Education Professionals ~ Securities and Managed Investments - Kaplan Professional |
| Shreya Singh | 2017 | Advanced Diploma of Financial Planning - Monarch Institute ~ Bachelor Of Commerce - University of New England ~ Diploma of Financial PLanning - Pinnacle Financial Services Academy ~ Master of Human Resource Management and Industrial Relations - The University of Sydney |
| Stephen Baird | 2008 | Advanced Diploma of Financial Planning - Kaplan ~ Diploma of Financial Planning - Kaplan Professional Education ~ FASEA Exam - FASEA |
| Steven Kale Cove | 2016 | Bachelor of Business - Swinburne University of Technology ~ Diploma of Financial Planning - Monarch Institute ~ Economic & Legal Context for Financial Planning - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Self Managed Superannuation Funds - Monarch Institute |
| Stuart Peter Reeves | 2000 | Bachelor of Business (Accounting) - Monash University ~ Bachelor of Business (Banking & Finance) - Monash University ~ Diploma of Financial Planning - Financial Planning Association (FPA) |
| Tomislav Jure Vukovic | 2018 | Diploma of Financial Planning - Monarch Institute |
| Yadvinder Singh | 2018 | Bachelor of Commerce - Griffith University ~ DFP: Securities and Managed Investments - Kaplan Professional ~ Diploma of Financial Planning - Kaplan Professional |
| Yankat Naidu | 2001 | Advanced Diploma - Financial Planning - Kaplan ~ Bachelor Degree - Commerce - Waikato Polytechnic ~ Diploma of Financial Planning(RG-146) - Kaplan |