This licence authorises the licensee to carry on a financial services business to provide financial service(s) limited to:
Provide financial product advice limited to personal and general financial product advice limited to:
basic deposit products to retail and wholesale clients;
debentures, stocks or bonds issued or proposed to be issued by a government to retail and wholesale clients;
life products limited to investment life insurance products to retail and wholesale clients;
life products limited to life risk insurance products to retail and wholesale clients;
managed investment schemes including IDPS to retail and wholesale clients;
managed investment schemes limited to MDA services to retail and wholesale clients;
margin lending facilities limited to standard facilities to retail and wholesale clients;
non-basic deposit products to retail and wholesale clients;
securities to retail and wholesale clients; and
superannuation to retail and wholesale clients.
Deal in a financial product limited to apply for, acquire, vary or dispose of a financial product on behalf of another person limited to:
basic deposit products to retail and wholesale clients;
debentures, stocks or bonds issued or proposed to be issued by a government to retail and wholesale clients;
life products limited to investment life insurance products to retail and wholesale clients;
life products limited to life risk insurance products to retail and wholesale clients;
managed investment schemes including IDPS to retail and wholesale clients;
managed investment schemes limited to MDA services to retail and wholesale clients;
margin lending facilities limited to standard facilities to retail and wholesale clients;
non-basic deposit products to retail and wholesale clients;
securities to retail and wholesale clients; and
superannuation to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Jessica Dawn Stroud | 2021 | 2020 - Bachelor of Commerce (Financial Planning) - Bachelor Degree (AQF 7) - Griffith University |
| Jodie Elizabeth Lane | 2025 | 2002 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Australian National University ~ 2005 - Chartered Accountant (CA) - Graduate Diploma (AQF 8) - Chartered Accountants Australia & New Zealand (CA ANZ) (previously ICAA) ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Deakin University ~ 2025 - Master of Financial Planning - Masters Degree (AQF 9) - Deakin University ~ 2026 - SuperConcepts Specialist SMSF Online Course - Other - Adelaide University |
| Lucian Russ | 1997 | 2010 - Diploma of Financial Services (Financial Planning) - - Pinnacle Financial Services Academy Pty Ltd ~ 2011 - Advanced Diploma of Financial Services (Financial Planning) - - Pinnacle Financial Services Academy Pty Ltd ~ 2013 - Professional Certificate in Self-Managed Superannuation Funds - Other - The University of Adelaide ~ 2022 - TPB506FA Australian Taxation Law for Tax (financial) Advisers - Other - AAMC Training Group ~ 2022 - TPB507FA Commercial Law for Tax (financial) Advisers - Other - AAMC Training Group ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2025 - SMSF Specialist Advisor (SSA) - Professional Designations - SMSF Association |