This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Christopher John Malicki | 2006 | 2001 - Bachelor Degree - Management - - Newcastle University ~ 2005 - Diploma - Financial Planning - - Deakin University ~ 2006 - Advanced Diploma - Financial Planning - - Deakin University ~ 2013 - CFP - Certified Financial Planner - - Financial Planning Association of Australia |
| Daniel Giacobbe | 2018 | 2011 - Bachelors of Business & Commerce - - Western Sydney University ~ 2014 - Chartered Accountant - - Chartered Accountant ~ 2017 - Diploma in Financial Planning - - Kaplan ~ 2020 - Registered Tax Agent - Professional Designations - Tax Practitioners Board ~ 2021 - Diploma of Finance and Mortgage Broking Management - Other - AAMC Training Group |
| Jeanie Sinclair | 1993 | 1995 - Diploma of Financial Planning - - Deakin University ~ 1998 - Master of Commerce with Major in Financial Planning - - University of Western Sydney ~ 2017 - ASX Accredited Listed Product Adviser Program - - Kaplan Professional |
| Roy Todarello | 1995 | 1987 - Bachelor of Civil Engineering - - University of New South Wales ~ 1996 - Diploma of Financial Planning - - Deakin University ~ 1998 - Master of Commerce with a major in Financial Planning - - University of Western Sydney |
| Terry Greetham | 1980 | 1983 - Accounting Certificate - - Granville College of Technical & Further Education ~ 1997 - Graduate Diploma of Applied Finance and Investment - - Kaplan (formerly Securities Institute Australia) ~ 2012 - Diploma of Financial Services (Financial Planning) - - Pinnacle Financial Services Academy |
| Thi Nguyen | 2008 | 2007 - Bachelor of Business (Financial Mathematics) - - University of Western Sydney ~ 2008 - Diploma of Financial Services (Financial Planning) - - Mentor Education ~ 2013 - Advanced Diploma of Financial Planning - - Mentor Education ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |