This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Aymeric Lecole | 2017 | 2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2017 - FNS10 Financial Services Training Package - Other - Terra Cordis ~ 2017 - Provide advice Margin Lending - Other - AAMC Training Group |
| Daniel Jonathon Bridges | 0 | 2023 - Diploma of Finance and Mortgage Broking Management - Diploma (AQF 5) - Monarch Institute ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Jace Aiden Cosgrove | 2004 | 2002 - Bachelor of Commerce - Bachelor Degree (AQF 7) - The University of Southern Queensland ~ 2007 - ASX Accredited Derivatives Adviser Level One - Other - Kaplan ~ 2013 - SMSF Strategies Course - Other - Terra Cordis ~ 2015 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Pinnacle ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Joubine Bernard | 0 | 2008 - Bachelor of Business (Advertising) - Bachelor Degree (AQF 7) - Queensland University of Technology ~ 2009 - Master of Business(Marketing) - Masters Degree (AQF 9) - Queensland University of Technology ~ 2018 - Diploma of Financial Planning - Diploma (AQF 5) - Mentor Education ~ 2023 - FPC001B Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Professional ~ 2024 - FPC006 Taxation for Financial Planning - Other - Kaplan Professional ~ 2025 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |