This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
derivatives limited to:
derivatives relating to the wholesale price of electricity only;
derivatives, limited to those where the amount of the consideration or the value of the arrangement is ultimately determined or derived from or varies by reference to the value of an instrument, right or obligation that is or relates to:
an Australian carbon credit unit;
an eligible international emission unit;
the generation of renewable energy or any other energy efficiency measure, whether it is issued or created in Australia or elsewhere; or
the offset or the reduction in the emission of gases into the atmosphere, whether it is issued or created in Australia or elsewhere;
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
derivatives limited to:
derivatives relating to the wholesale price of electricity;
other derivatives which are entered into for the purpose of managing a financial risk that arises in the ordinary course of the activities of the person where the person:
is not making a market for any such derivatives; and
is only dealing in any such derivatives on the person's own behalf;
ancillary services as defined under the "National Electricity Code" issued by the Electricity Code Administrator Limited;
derivatives, limited to those where the amount of the consideration or the value of the arrangement is ultimately determined or derives from or varies by reference to the value of an instrument, right or obligation that is or relates to:
an Australian carbon credit unit;
an eligible international emission unit;
the generation of renewable energy or any other energy efficiency measure, whether it is issued or created in Australia or elsewhere; or
the offset or the reduction in the emission of gases into the atmosphere, whether it is issued or created in Australia or elsewhere;
to wholesale clients.
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