123 Investment Management Pty ltd

AFS License Number
469061
Name
123 Investment Management Pty ltd
ABN/ACN/ARBN
39601788274
Licensee issued
Jan. 7, 2015
Address
Melbourne, 3000, VIC

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
derivatives;
foreign exchange contracts;
debentures, stocks or bonds issued or proposed to be issued by a government;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
standard margin lending facility; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
derivatives;
foreign exchange contracts;
debentures, stocks or bonds issued or proposed to be issued by a government;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
standard margin lending facility;
to retail and wholesale clients.

Location

Advisers

NameFirst provided adviceQualification and trainings
 Charley Wang1995ADA Level Two re-accreditation - ASX ~ Authorized Derivative Adviser Renewal Exam - Kaplan ~ General Securities Representative ( Series 7) Exam - National Association of Securities Dealers ~ Graduate Diploma in Applied Finance and Investment - Securities Institute of Australia (Finsia ) ~ Master of Applied Finance - Melbourne University
 Charley Xiao Wang1995ADA Level Two re-accreditation - ASX ~ Authorized Derivative Adviser Renewal Exam - Kaplan ~ General Securities Representative ( Series 7) exam - National Association of Securities Dealers ~ Graduate Diploma in Applied Finance and Investment - Securities Institute of Australia( Finsia) ~ Master of Applied Finance - Melbourne University
 Felicity Yingchu Yang2016Bachelor of Commerce - University of Melbourne ~ Foundations of Financial Planning Part A: Generic Knowledge - Kaplan ~ Foundations of Financial Planning Part B: Financial Planning - Kaplan ~ Securities and Managed Investments - Kaplan
 Tao ( Teddy ) YU2010Bachelor of Business ( Accounting) - Central Queensland University ~ Provide advice in Derivatives - Kaplan ~ Provide advice in Managed Investments - Kaplan ~ Provide advice in Securities - Kaplan ~ Provide advice in financial planning - Kaplan
 Tao ( Teddy) YU2010Bachelor of Business (Accounting) - Central Queensland University ~ Provide advice in Derivatives - Kaplan ~ Provide advice in Financial Planning - Kaplan ~ Provide advice in Managed Investments - Kaplan ~ Provide advice in Securities - Kaplan