This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Andrew Krelle | 2009 | Advanced Diploma of Financial Services - Mentor ~ Diploma of financial services - Mentor ~ Graduate Diploma of Financial Planning - Kaplan Professional |
| Benjamin John Davis | 2016 | Bachelor of Property Economics - UTS ~ DFP/DFS Diploma Financial Services (Financial Planning) - MLC/Threesixty |
| Daniel Burden | 2000 | Bachelor Degree - Business - Southern Cross University ~ Certificate - Life Risk Specialist - Financial Planning Association of Australia ~ Certificate - Quality Advice Accreditation - Apogee Financial Planning ~ Diploma - Financial Planning - Financial Planning Association in cooperation with Deakin University |
| David Cameron Nelson | 2018 | Diploma of Financial Planning - Kaplan |
| Dylan Macallister | 2018 | Bachelor of Business - University of New England ~ Diploma of Financial Planning - Kaplan |
| Elle Ruby Helen Wallis | 2018 | Diploma of Financial Services - Kaplan ~ Economic and Legal Context for Financial Planning - Kaplan ~ Graduate Diploma of Financial Planning - Kaplan ~ Tax and Commercial Law for Financial Planning - Kaplan |
| Matthew Benjamin Read | 1998 | Bachelor Degree - Commerce - University of Western Sydney ~ CFP - Financial Planning Association ~ Diploma of Financial Planning - FPA |
| Nicholas Jon Rosser | 2010 | Advanced Diploma of Financial Planning - Kaplan ~ SMSF Course - Kaplan |
| Peter Kirby | 2005 | Advanced Diploma - Financial Planning - ThreeSixty Adviser Services Limited ~ Diploma - Financial Planning - Deakin University FPA |
| Robert Wilson | 2014 | Bachelor Degree - Business - University of Technology ~ Graduate Diploma - Financial Planning - Kaplan |
| Sam Haydon | 2009 | Advanced Diploma Financial Services (FP) FNS60404 - Kaplan ~ Bachelor of Business (Financial Planning) - RMIT ~ Diploma Financial Services (FP) FNS50804 - GWMAS ThreeSixty ~ Margin Lending - MLC Advice Education |
| Samuel Ryan Camman | 2017 | Bachelor of Business Financial Planning - University of Sunshine Coast |
| Stephanie Spencer | 2024 | Bachelor Commerce - Griffith ~ Introduction to Business Law - Griffith University ~ Taxation Law - Griffith University |