This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Alexander Mcwilliams | 2018 | 2017 - Marketing - Bachelor Degree (AQF 7) - Griffith University ~ 2017 - Real Estate & Property Development - Bachelor Degree (AQF 7) - Griffith University ~ 2019 - Diploma of Financial Planning - - Monarch Institute |
| Justin Michael Morris | 2018 | 2018 - Diploma of Financial Planning - Diploma (AQF 5) - Monarch ~ 2020 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Monarch Institute ~ 2024 - Introduction to Self Managed Super Funds - Certificate (AQF 1-4) - Kaplan |
| Lindsay Daniel Ross | 0 | 2024 - Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Mitchell Eynaud | 2018 | 2019 - Diploma of Financial Planning - Diploma (AQF 5) - Monarch Institute ~ 2020 - Business Management - Bachelor Degree (AQF 7) - Bond University |
| O'neil Cole | 2018 | 2019 - Diploma of Financial Planning - - Monarch Institute |
| Yeral Rafinian | 2016 | 2012 - Bachelor of Management - Bachelor Degree (AQF 7) - University of South Australia ~ 2013 - Diploma of Financial Planning - Diploma (AQF 5) - Investment Banking Institute ~ 2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Mentor Education |