This licence authorises the licensee to carry on a financial services business to provide financial service(s) limited to:
Provide financial product advice limited to personal and general financial product advice limited to:
basic deposit products to retail and wholesale clients;
debentures, stocks or bonds issued or proposed to be issued by a government to retail and wholesale clients;
life products limited to investment life insurance products to retail and wholesale clients;
life products limited to life risk insurance products to retail and wholesale clients;
managed investment schemes including IDPS to retail and wholesale clients;
margin lending facilities limited to standard facilities to retail and wholesale clients;
non-basic deposit products to retail and wholesale clients;
retirement savings accounts to retail and wholesale clients;
securities to retail and wholesale clients; and
superannuation to retail and wholesale clients.
Deal in a financial product limited to apply for, acquire, vary or dispose of a financial product on behalf of another person limited to:
basic deposit products to retail and wholesale clients;
debentures, stocks or bonds issued or proposed to be issued by a government to retail and wholesale clients;
life products limited to investment life insurance products to retail and wholesale clients;
life products limited to life risk insurance products to retail and wholesale clients;
managed investment schemes including IDPS to retail and wholesale clients;
margin lending facilities limited to standard facilities to retail and wholesale clients;
non-basic deposit products to retail and wholesale clients;
retirement savings accounts to retail and wholesale clients;
securities to retail and wholesale clients; and
superannuation to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Alan James Krakouer | 2003 | 1993 - Bachelor of Science - - Monash University ~ 2003 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Securities Institute Education ~ 2011 - Margin Lending and Geared Investments - - Kaplan Education Pty Ltd ~ 2014 - Certificate IV Finance and Mortgage Broking - - Kaplan Education Pty Ltd |
| Brenton Michael Rus | 2017 | 2014 - Bachelor of Commerce - - Swinwburne ~ 2017 - Diploma of Financial Planning - - Kaplan Education ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| David Blackborrow | 2015 | 2000 - Bachelor Business Management - - University of Ballarat ~ 2014 - SMSF Specialist - - SMSF Association ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Evdokia Achilleos | 2018 | 2009 - Bachelor of Commerce (major in Financial Planning) - Bachelor Degree (AQF 7) - Deakin University ~ 2022 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Patrick Hardwick | 2003 | 2003 - Bachelor of Business(Financial Planning) - Bachelor Degree (AQF 7) - RMIT ~ 2005 - Diploma of Financial Planning, Certified Financial Planner - - FPA ~ 2011 - Margin Lending and Geared Investments - - Kaplan Education Pty Ltd ~ 2014 - Certificate IV Finance and Mortgage Broking - - Kaplan Education Pty Ltd |
| Samuel Foti | 2018 | 2017 - Bachelor of Business - Bachelor Degree (AQF 7) - Swinburne ~ 2018 - Diploma of Financial Planning - - Mentor Education ~ 2024 - Master of Financial Planning - Masters Degree (AQF 9) - Deakin University |
| Thomas Curran | 2024 | 2020 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Deakin University ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |