Shartru Wealth Management Pty ltd

AFS License Number
422409
Name
Shartru Wealth Management Pty ltd
ABN/ACN/ARBN
46158536871
Licensee issued
July 30, 2012
Address
Belmont, 2280, NSW

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.

Location

Advisers

Name First provided advice Qualification and trainings
 Adam James Gillespie 2012 2009 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2014 - Advanced Diploma of Financial Planning - - International Institute of Technology ~ 2016 - Accredited Listed Product Adviser Program - - Kaplan Professional
 Adam John Sutherland Kennedy 2005 1998 - Bachelor of Business Accounting - - QUT ~ 2005 - Graduate Applied Finance & Investment - - Securities Institute of Australia ~ 2006 - Graduate of Financial Planning - - FINSIA ~ 2011 - Margin Lending - - Kaplan ~ 2013 - SMSF Accredited Specialist - - Colonial FirstTech
 Adem Becirevic 2007 1994 - Bachelor of Business - Bachelor Degree (AQF 7) - Deakin University ~ 1999 - Superannuation and Retirement Planning - - CPA ~ 2004 - Risk Management - - Tribeca ~ 2005 - Self Managed Super Fund Course - - Tribeca ~ 2013 - ASX Securities - - Kaplan
 Allan Gregory Dowsett 1989 1997 - Industry Standard Education - RG146 specialist knowledge - - Financial Planning Association of Australia (FPA)
 Andrew Brian Potts 2014 2012 - Bachelor of Business - - Victoria University ~ 2014 - Diploma of Financial Planning - Bachelor Degree (AQF 7) - Investment Banking Institute ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional
 Andrew Mark Smith 2005 2005 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - Securities Institute Australia ~ 2007 - ASX Listed Products Accreditation course - - ASX & Savings Factory ~ 2007 - Financial Essentials Self-Managed Superannuation Fund - Certificate (AQF 1-4) - Financial Essentials ~ 2015 - Margin Lending and Geared Investments - - Kaplan Education Pty Ltd
 Andrew Scott Nuske 2007 2002 - Bachelor of Accountancy - - University of South Australia ~ 2007 - Diploma of Financial Services (Financial Planning) - - Kaplan Education Pty Limited
 Annastasia Eleni Hibberd-keyzers 2017 2017 - Diploma Financial Planning - - International Institute of Technology ~ 2018 - Principles of Self-Managed Superannuation Funds - Certificate (AQF 1-4) - International Institute of Technology ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional
 Antony Sackman 2012 2010 - Diploma of Financial Markets - Diploma (AQF 5) - Hubb Financial Institute ~ 2010 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Tribeca ~ 2015 - Certificate IV in Finance and Mortgage Broking - Certificate (AQF 1-4) - Kaplan Professional ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Griffith University
 Ben Growden 2018 1996 - Bachelor of Accounting (Commerce) - Bachelor Degree (AQF 7) - Curtin University of Technology ~ 2018 - Diploma of Financial Planning - Diploma (AQF 5) - Integrity Education Group
 Brad Andrew Gunn 2006 1981 - Bachelor of Economics - - University of Queensland ~ 2006 - Diploma of Financial Services (Financial Planning) - - PS 146 ~ 2010 - Margin Lending and Geared Investments - - Kaplan ~ 2017 - SuperConcepts & ICFS Specialist SMSF Course - - The University of Adelaide
 Brad Lee Donaldson 2011 1998 - Bachelor of Commerce - - University of Western Sydney ~ 2011 - Certificate IV Financial Services (Finance/Mortgage Broking) - - Kaplan Professional ~ 2011 - Diploma of Financial Services (Financial Planning) - - Tribeca
 Clinton James Christoff 2003 1999 - Bachelor of Commerce - - University of Newcastle ~ 2004 - Diploma of Financial Markets - Diploma (AQF 5) - Securities Institute ~ 2012 - Advanced Diploma Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan
 Dahl Andrew Drew 2002 2005 - Diploma of Financial Advising - - Securities Institute
 Demetre Bivoltsis 2003 2004 - Diploma Of Financial Services ( Financial Planning) - - Kaplan ~ 2005 - Fellow - - FINSIA ~ 2008 - Fellow CIP - - Australia and New Zealand Institute of Insurance and Finance ~ 2014 - Tax (Financial) Adviser - - Tax Practitioners Board
 Derek Michael Murphy 2011 2006 - Diploma of Financial Services (Financial Planning) - - Tribeca ~ 2007 - Diploma of Financial Services (Finance/Mortgage Broking Management) - - Plan Connect
 Drew Claude Browne 2002 2004 - DIP Financial Services (Financial Planning) - - Kings's International College ~ 2010 - ADV Dip FS (Financial Planning) - - International Institude of Technology ~ 2010 - Certificate Margin Lending - - International Institude of Technology ~ 2010 - Statement of Attainment SMSF - - International Institude of Technology
 George Peat 2018 2018 - Diploma of Financial Planning - - Mentor
 Jason Patrick O'connell 2018 2014 - QFA Diploma in Financial Advice - - Institute of Banking University College of Dublin ~ 2018 - RO4 U.K. Pension and Retirement Planning - - Chartered Institute Insurance UK ~ 2018 - Self Managed Superannuation Fund Adviser - - Mentor Education ~ 2019 - Advanced Diploma of Financial Planning (FNS60415) - Advanced Diploma (AQF 6) - Mentor Education ~ 2019 - Pension Transfers & Planning Advice - - Chartered Institute for Securities and Investment
 Jeffrey John 2014 1984 - Bachelor of Arts - - Monarch University ~ 1988 - Bachelor of Laws - - University of Tasmania ~ 1997 - Arbitration & Mediation Certificate - - Bond University ~ 2014 - Diploma of Financial Planning - Diploma (AQF 5) - Monarch Institute
 Laurence Bonnici 2000 1989 - Bachelor of Business (Accounting) - - Footscray Institute of Technology ~ 2000 - Financial Planning & Wealth Creation - - Securities Institute ~ 2001 - Superannuation: Advice & Regulation, Risk Management & Insurance Products - - Securities Institute ~ 2003 - Fundamentals of Securities, Derivatives & Advising Practice - - Securities Institute ~ 2016 - Diploma of Financial Planning - - Mentor Education
 Leslie John Brown 2022 2018 - Bachelor of Commerce (Financial Planning) - Bachelor Degree (AQF 7) - Griffith University ~ 2021 - Ethics and Professionalism in Financial Advice - Certificate (AQF 1-4) - Kaplan
 Lisa Voysey 2018 2008 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - FINSIA ~ 2018 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2022 - Self Managed Superannuation Funds - Certificate (AQF 1-4) - 2022
 Marc Douglass Banvill 2001 2003 - Diploma of Financial Planning - - Financial Planning Association of Australia ~ 2010 - Margin Lending and Geared Investments - - Kaplan Professional Education ~ 2010 - Self Managed Superannuation Funds - - Kaplan Professional Education ~ 2013 - ASX Accredited Listed Products Adviser - - Kaplan Professional Education
 Mark Alexander Finlay 1982 1998 - Diploma of Financial Planning - - Financial Planning Association ~ 2011 - Self Managed Superannuation Funds - - Kaplan Professional ~ 2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - International Institute of Technology
 Mark Jeremy Baldwin 2016 2016 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional ~ 2017 - Self Managed Superannuation Funds - - Kaplan Professional ~ 2017 - Tier 1 Margin Lending - Personal Advice - - Kaplan Professional ~ 2018 - TASACLv2 Commercial Law - - Kaplan Professional
 Mark Lawrence Perry 1996 2004 - Advanced Financial Planning - Other - Chartered Insurance Institute ~ 2004 - UK Pension Transfer Specialist - Certificate (AQF 1-4) - Chartered Insurance Institute UK ~ 2021 - RG 146 Accreditation Program - Certificate (AQF 1-4) - Kaplan ~ 2021 - Tier 1 Superannuation - Certificate (AQF 1-4) - Kaplan Professional Australia ~ 2024 - SuperConcepts & ICFS Specialist SMSF online course - Other - The University of Adelaide / SuperConcepts
 Mark Plummer 2018 2018 - Diploma Financial Planning - - Kaplan ~ 2018 - Self-Managed Superannuation Funds - - Kaplan
 Mark Tyminski 1996 1996 - Diploma of Financial Planning - - Deakin University ~ 2001 - Certified Financial Planner Program - - Financial Planning Association of Australia (FPA) ~ 2007 - Professional Certificate in Self-Managed Superannuation - - The University of Adelaide ~ 2008 - SMSF Specialist Advisor (SSA) Accreditation - - SMSF Association ~ 2022 - Accredited Aged Care Professional - Professional Designations - Aged Care Steps
 Michael Leonard Henaghan 2013 1991 - Bachelor of Commerce - - University of the Witwatersrand, Johannesburg ~ 2003 - Master of Business Administration - - The University of Manchester ~ 2007 - Diploma of Financial Services (Financial Planning) - - Pinnacle Financial Services Academy Pty Ltd
 Michael Ozga 2014 2013 - Diploma of Financial Planning - - Kaplan Professional Education ~ 2014 - Diploma of Financial Planning - - International Institute of Technology ~ 2017 - Principles of Self Managed Superannuation Funds - - International Institute of Technology
 Neil Bruce Stafford 1997 2001 - Diploma Financial Planning - - Financial Planning Association of Australia (FPA) ~ 2004 - Certified Financial Planner - - Financial Planning Association of Australia (FPA) ~ 2010 - Margin Lending & Geared Investments - - Kaplan
 Patrick Shannon Reidy 2015 2015 - Diploma of Financial Planning - - Kaplan
 Robert Edward Coyte 2000 1996 - Bachelor Of Commerce - - University of Newcastle ~ 1999 - Graduate Diploma in Applied Finance and Investment - Graduate Diploma (AQF 8) - Securities Institute of Australia
 Rodney John Lingard 2004 2018 - Commercial Law for Tax (Financial) Advisers - - AAMC Training Group ~ 2018 - Diploma of Financial Planning - - Mentor Education ~ 2019 - Graduate Certificate in Financial Planning - Graduate Certificate (AQF 8) - Griffith University
 Ruby Ranvir Singh Aujla 2017 2014 - Bachelor of Business and Commerce (Marketing) - Bachelor Degree (AQF 7) - University of Western Sydney ~ 2017 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2019 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan
 Samantha Jane Geelan 2004 2010 - Advanced Diploma Financial Planning - - Kaplan ~ 2011 - Graduate Certificate of Applied Finance - - Kaplan Professional ~ 2015 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2017 - Accredited Aged Care Professional - - Aged Care Steps ~ 2017 - Masters of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional
 Sanjay Singh 2001 2003 - Investment Planning 1 - Other - Integratec ~ 2006 - Investment Planning 2 - Other - Tribeca ~ 2013 - Diploma of Financial Planning - - Pinnacle Financial Services Academy
 Scott Farrant 1995 2001 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association
 Scott Palmer 2016 2000 - Bachelor (Hons) of Financial Services - Bachelor Honours Degree (AQF 8) - University of Northumbria at Newcastle ~ 2003 - Masters of Global Financial Management - Masters Degree (AQF 9) - University of Northumbria at Newcastle ~ 2014 - Advanced Diploma in Financial Planning - Advanced Diploma (AQF 6) - Chartered Insurance Institute
 Stephen Owen 2017 2004 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - Securities Institute ~ 2024 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - KAPLAN
 Steven James Wood 2007 2006 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Tribeca ~ 2016 - Diploma of Finance and Mortgage Broking Management - Diploma (AQF 5) - Kaplan Professional
 Wayne Bemet 2018 2018 - Diploma of Financial Planning - - Monarch Institute
 Wayne Edwin Lear 1982 2006 - SMSF Specialist Adviser - - SMSF Association ~ 2006 - SMSF Specialist Advisor - - Self Managed Super Fund Association ~ 2018 - Trust and Estate Practitioner - Professional Designations - Society of Trust and Estate Practitioner ~ 2020 - Master of Financial Planning (Dean's Merit List) - Masters Degree (AQF 9) - Deakin University