This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
superannuation limited to:
self-managed superannuation fund;
a person s existing holding in a superannuation product but only to the extent required for:
making a recommendation that the person establish a self-managed superannuation fund; and
providing advice to the person on contributions or pensions under a superannuation product;
provide class of financial product advice for the following classes of financial products:
superannuation; and
deal in a financial product by:
arranging for another person to issue, apply for, acquire, vary or dispose of a financial product in respect of the following classes of financial products:
superannuation limited to:
self-managed superannuation fund; and
arranging for another person to apply for, acquire, vary or dispose of financial products in respect of the following classes of financial products:
superannuation limited to:
self-managed superannuation fund;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Daniel Palmer | 2016 | Bachelor of Commerce - Flinders University ~ Certificate of Public Practice - ICAA ~ Financial Adviser Exam - FASEA ~ Graduate Diploma of Accounting - ICAA ~ RG146 Financial Product Advisers - Financial Education Professionals |
| Dion Ivan Venning | 2016 | Bachelor of Accountancy - University of SA ~ Certification of Public Practice - CPA Australia ~ Financial Adviser Exam - FASEA ~ RG146 - superannuation - Kaplan |
| Luke Ebbesen Harris | 2016 | Bachelor of Commerce - Flinders University ~ Financial Adviser Exam - FASEA ~ RG146 - Financial Product Advisers - Financial Education Professionals ~ SMSF Specialist Advisor - SMSF Association |
| Nathan Luke Jacobs | 2016 | Bachelor of Commerce - University of SA ~ CPA - CPA Australia ~ Financial Adviser Exam - FASEA ~ RG146 Financial Product Advisers - Financial Education Professionals |