This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Andrew Ferguson | 2012 | 2008 - Bachelor of Commerce - - University of New South Wales ~ 2012 - Diploma of Financial Planning - - Mentor Education ~ 2021 - Financial Adviser Exam - Other - FASEA |
| Jerry Kakolyris | 2008 | 2001 - Bachelor of Business (Business Information Systems) - Bachelor Degree (AQF 7) - RMIT ~ 2007 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Holmesglen Institute ~ 2008 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Holmesglen Institute ~ 2013 - Self Managed Superannuation Funds - Other - Kaplan Professional |
| Leigh Quade | 2011 | 2011 - Diploma of Financial Services (Financial Planning) - - International Institute of Technology ~ 2017 - Advanced Diploma of Financial Planning - - International Institute of Technology ~ 2021 - Requirements to meet FASEA - Professional Designations - FASEA |
| Lisa Willis | 2016 | 2015 - Diploma Of Financial Planning - - International Institute Of Technology ~ 2017 - Aged Care Accreditation - Other - Aged Care Steps ~ 2021 - Requirements to meet FASEA - Professional Designations - FASEA |
| Paul William Burke | 1998 | 2000 - Investment Planning DFP3 - - FPA ~ 2000 - Retirement Planning DFP4 - - FPA ~ 2008 - Vertified Financial Planner - Diploma (AQF 5) - FPA Australia ~ 2021 - Kaplan Professional - Graduate Diploma (AQF 8) - Financial Planning ~ 2021 - Requirements to meet FASEA - Professional Designations - FASEA |