This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Ashley Kenneth Quinton | 2004 | Bachelor of Business (Accounting) - Queensland University of Technology (QUT) ~ Diploma of Financial Services (Financial Planning) - Financial Services Training & Assessment Pty Ltd ~ Master of Business Administration - Deakin University |
| Benjamin Travers | 2003 | Bachelor of Commerce (Accounting) - Macquarie University ~ Certified Financial Planner CFP - Financial Planning Association of Australia ~ Diploma of Financial Planning - Deakin University ~ Diploma of Financial Services - Pinnacle Financial Services Academy ~ Master of Financial Planning & Ethics and Professionalism in Financial Advice - Kaplan Professional |
| Gary Craig Dean | 2003 | Bachelor of Economics - Macquarie University ~ Diploma of Financial Planning - Financial Planning Association of Australia (FPA) |
| Graham Douglas Southgate | 2007 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Diploma of Financial Planning - Kaplan Professional |
| Hamish Ian Landreth | 2010 | Bachelor of Commerce - University of Queensland ~ Graduate Diploma in Financial Planning - Finsia ~ Master of Applied Finance - Kaplan Professional |
| John Mujic | 2016 | Bachelor of Commerce (Finance) - University of Newcastle ~ Diploma of Financial Planning - Kaplan Professional |
| Nicholas Stamou | 2023 | Business/Commerce - Griffith University ~ Graduate Diploma in Financial Planning - Kaplan Professional ~ Self Managed Super Funds - Kaplan Professional |
| Rocky Rodney Jaiden Johnston | 2018 | Bachelor of Commerce - Griffith University ~ Diploma Financial Planning (Part)- Superannuation - Kaplan ~ RG146 - Risk Management & Insurance - Griffith University ~ RG146 Financial Planning 1 & 2 - Girffith University |