This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
interests in managed investment schemes excluding investor directed portfolio services; and
securities;
provide general financial product advice for the following classes of financial products:
derivatives;
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
derivatives;
interests in managed investment schemes excluding investor directed portfolio services; and
securities; and
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
general insurance products;
interests in managed investment schemes excluding investor directed portfolio services; and
securities;
operate the following kinds of registered managed investment schemes (including the holding of any incidental property) in its capacity as responsible entity:
Primary Mortgage Pool" scheme (ARSN: 636 698 747),
a scheme which only holds the following types of property:
mortgages;
Astracorp Investment Fund" scheme (ARSN: 636 698 649),
a scheme which only holds the following types of property:
mortgages;
Primary Loan Board" scheme (ARSN: 636 698 532),
a scheme which only holds the following types of property:
mortgages;
Maxiron Monthly Income Trust" scheme (ARSN: 618 038 609),
a scheme which only holds the following types of property:
financial assets; and
mortgages;
Primary Mortgage Board" scheme (ARSN: 618 037 826),
a scheme which only holds the following types of property:
mortgages;
schemes which only hold the following types of property:
derivatives;
direct real property; and
financial assets; and
schemes that are promoted to raise funds solely to finance primary production ventures as an active commercial enterprise limited to:
forestry; and
provide the following custodial or depository services:
operate custodial or depository services other than investor directed portfolio services;
to retail and wholesale clients.
Name | First provided advice | Qualification and trainings |
---|---|---|
Robert Garton Smith | 2000 | 1969 - Bachelor of Laws - Bachelor Degree (AQF 7) - University of Western Australia ~ 1977 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Western Australia ~ 2003 - Graduate Diploma of Financial Planning - Graduate Certificate (AQF 8) - Financial Services Institute of Australasia |