This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
derivatives limited to:
derivatives relating to the wholesale price of grain only;
foreign exchange contracts; and
securities; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
derivatives limited to:
derivatives relating to the wholesale price of grain; and
other derivatives which are entered into for the purpose of managing a financial risk that arises in the ordinary course of the activities of the person where the person:
is not making a market for any such derivatives; and
is only dealing in any such derivatives on the person's own behalf;
foreign exchange contracts; and
securities;
to wholesale clients.
| Name | First provided advice | Qualification and trainings |
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