This licence authorises the licensee to carry on a financial services business to:
provide general financial product advice to retail and wholesale clients for the following classes of financial products:
deposit and payment products limited to:
non-cash payment products; and
provide general financial product advice to wholesale clients for the following classes of financial products:
interests in managed investment schemes excluding investor directed portfolio services; and
from 1 July 2022, securities in a CCIV; and
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product to retail and wholesale clients in respect of the following classes of financial products:
deposit and payment products limited to:
non-cash payment products; and
issuing, applying for, acquiring, varying or disposing of a financial product to wholesale clients in respect of the following classes of financial products:
interests in managed investment schemes excluding investor directed portfolio services; and
applying for, acquiring, varying or disposing of a financial product on behalf of another person to retail and wholesale clients in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
non-cash payment products; and
from 1 July 2022, securities in a CCIV.
| Name | First provided advice | Qualification and trainings |
|---|