This licence authorises the licensee to carry on a financial services business to:
provide general financial product advice only, for the following classes of financial products:
derivatives, limited to those where the amount of the consideration or the value of the arrangement is ultimately determined or derives from or varies by reference to the value of an instrument, right or obligation that is or relates to:
an Australian carbon credit unit; or
an eligible international emissions unit;
Australian carbon credit units; and
eligible international emissions units; and
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
derivatives, limited to those where the amount of the consideration or the value of the arrangement is ultimately determined or derives from or varies by reference to the value of an instrument, right or obligation that is or relates to:
an Australian carbon credit unit; or
an eligible international emissions unit; and
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
derivatives, limited to those where the amount of the consideration or the value of the arrangement is ultimately determined or derives from or varies by reference to the value of an instrument, right or obligation that is or relates to:
an Australian carbon credit unit; or
an eligible international emissions unit; and
Australian carbon credit units; and
eligible international emissions units; and
arranging for another person to issue, apply for, acquire, vary or dispose of a financial product in respect of the following classes of financial products:
derivatives, limited to those where the amount of the consideration or the value of the arrangement is ultimately determined or derives from or varies by reference to the value of an instrument, right or obligation that is or relates to:
an Australian carbon credit unit; or
an eligible international emissions unit; and
Australian carbon credit units; and
an eligible international emissions unit;
to wholesale clients.
| Name | First provided advice | Qualification and trainings |
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