This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail clients.
Name | First provided advice | Qualification and trainings |
---|---|---|
Alen Murselovic | 2022 | Bachelor of Commerce - Griffith University |
Bartholomew John Ryan | 2017 | Bachelor of Commerce Financial Planning - Griffith University ~ Exam Standard - FASEA ~ Self-managed Super Funds - Kaplan |
Benjamin Brian Halligan | 0 | Bachelor of Commerce - Australian Catholic University ~ Graduate Diploma of Financial Planning - Kaplan Professional |
Dana Taylor | 2024 | Advanced Diploma of Financial Planning - Monarch Insitute ~ Bachelors of Commerce - University of New England |
Severiano Giancarlo Zatta | 2017 | Bachelor of Business - Griffith University ~ Diploma in Financial Planning - Monarch Institute ~ Exam Standard - FASEA ~ Financial Planning - Griffith University |
Tarek Tewfik | 2024 | Graduate Diploma of Financial Planning - Kaplan |