This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Allen Bloom | 1997 | 1996 - Introduction to Financial Planning - - FPA ~ 1997 - Retirement Planning, and Investment Planning: Fundamentals - - FPA ~ 1999 - Risk Management & Insurance Planning - - FPA ~ 2001 - Advanced Investment Planning - - FPA ~ 2012 - CA SMSF Specialist Accreditation Course - - University of New South Wales |
| Michael Branidis | 2007 | 2000 - Bachelor of Business (Information Systems) - Bachelor Degree (AQF 7) - Victoria University of Technology ~ 2007 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - AMP Financial Planning ~ 2010 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Mentor ~ 2011 - Margin Lending and Geared Investments - Diploma (AQF 5) - Kaplan Professional ~ 2021 - Accredited Listed Product Adviser Program - Other - Kaplan Professional |
| Simon Robert Ferrali | 2005 | 2001 - Bachelor of Business (Finance, Information Systems, Management) - - La Trobe University ~ 2006 - Diploma of Financial Services (Financial Planning) - - Kaplan ~ 2013 - Accredited Listed Product Adviser Program - - Kaplan ~ 2014 - Self Managed Super Funds - - Kaplan |