This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
general insurance products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products limited to:
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services; and
superannuation; and
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
general insurance products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products limited to:
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
the investor directed portfolio service known as "Newcastle Permanent Investment Portfolio"; and
superannuation; and
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
general insurance products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products limited to:
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Andrew James Eastwood | 2001 | 1998 - Bachelor of Business - Bachelor Degree (AQF 7) - University of Newcastle ~ 2004 - Diploma of Financial Services – Financial Planning - - Tribeca ~ 2006 - Advanced Diploma of Financial Services – Financial Planning - - Tribeca |
| Bree Emily Phillips | 2018 | 2009 - Bachelor of MRS/MN - Bachelor Degree (AQF 7) - University of Newcastle ~ 2015 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Mentor Education Pty Ltd ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Darren Peter Maundrell | 2000 | 1994 - Bachelor of Economics - - Macquarie University ~ 2001 - Diploma Financial Planning (DFP) - - Deakin University ~ 2003 - Certified Financial Planner (CFP) - - Financial Planning Association of Australia (FPA) ~ 2008 - Listed Product Accreditation Course - - Savings Factory |