This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Aaron Charles Jupp | 2008 | 2004 - Bachelor of Commerce - - Newcastle University ~ 2006 - Chartered Accountant - - Institute of Chartered Accountants ~ 2008 - Graduate Certificate Financial Planning - - Kaplan |
| Damian Kenneth Cherry | 2017 | 2002 - Bachelor of Business (Accounting) with Distinction - - Central Queensland University ~ 2011 - SMSF Specialist Advisor - - Self Managed Super Fund Association ~ 2016 - SMSF Personal Advice - Superannuation - - Pinnacle |
| Daniel William John Wood | 2018 | 2003 - Bachelor of Commerce - - University of Newcastle ~ 2005 - CA Program / Graduate Diploma - - Institute of Accountants in Australia ~ 2018 - RG 146 Compliant Superannuation Course - - Monarch Institute |
| David John Minehan | 2001 | 1997 - Bachelor of Commerce - - Newcastle University ~ 2005 - Diploma of Financial Planning - - Deakin University ~ 2016 - Certified Financial Planner (CFP) - - Financial Planning Association |
| Jaye Ian Mankelow | 2018 | 2008 - Bachelor of Commerce - - Newcastle University ~ 2010 - Graduate Diploma Chartered Accounting - - Chartered Accountants Australia and New Zealand ~ 2012 - Graduate Certificate in Financial Planning - - Charles Sturt University ~ 2017 - Master of Applied Finance (Financial Planning) - - Charles Sturt University |
| Nicholas James Grayson | 2000 | 2002 - Diploma of Financial Planning - - Financial Planning Association of Australia ~ 2005 - Certified Financial Planner (CFP) - - Financial Planning Association of Australia |
| Nikhil Flavian Dsouza | 2022 | 2019 - Master of Commerce (Extension) - Masters Degree (AQF 9) - University of NSW ~ 2020 - Master of Financial Planning - Masters Degree (AQF 9) - University of NSW ~ 2023 - SMSF Specialist Advisor - Professional Designations - SMSF Association |