This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Danny Archer | 2018 | 2016 - Bachelor of Commerce (Financial Planning) - - Deakin University ~ 2019 - Bachelor of Commerce (Majoring in Financial Planning) - Bachelor Degree (AQF 7) - Deakin University ~ 2024 - SMMSF Regulations and Taxation - Professional Designations - Kaplan |
| James Clough | 2022 | 2020 - Business Majoring in Financial Planning - Bachelor Degree (AQF 7) - La Trobe University |
| Jason Barnett | 2023 | 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan ~ 2022 - Graduate Certificate of Financial Planning - Graduate Certificate (AQF 8) - Kaplan ~ 2023 - FPE200 SMSF Regulations and Taxation - Other - Kaplan |
| Kylie Ann George | 2012 | 2012 - Margin Lending - Diploma (AQF 5) - GWM Adviser Services, Advice Education ~ 2014 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Pinnacle Financial Services Academy ~ 2014 - SMSF Specialist Advisor - Diploma (AQF 5) - SMSF Professionals Association of Australia Ltd ~ 2017 - Fellow Chartered Financial Practitioner - Professional Designations - Association of Financial Advisers ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Kym James Vivian | 1998 | 2007 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Tribeca ~ 2015 - Self Managed Superannuation Fund Adviser (Personal Advice) - Other - Mentor Education |
| Lynde Adams | 2011 | 2011 - Diploma of Financial Services (Financial Planning) - - Kaplan ~ 2014 - Advanced Diploma Financial Planning - - Kaplan ~ 2018 - Graduate Certificate in Financial Planning - - Kaplan Professional ~ 2020 - Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Tamara Kate Vawdrey | 2018 | 2016 - Advanced Diploma of Financial Planning - - Kaplan ~ 2017 - Graduate Certificate of Financial Planning - Graduate Certificate (AQF 8) - Kaplan ~ 2018 - Tax and Commercial Law for Financial Planning - Professional Designations - Kaplan ~ 2019 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan ~ 2023 - SMSF - FPE200 SMSF Regulations and Taxation - Other - Kaplan |
| Thayne Graeme Turley | 2010 | 2004 - Bachelor of Management - - University of Ballarat ~ 2010 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan ~ 2012 - Certified Financial Planner - - FPA ~ 2012 - Estate Agents Licence - - Kaplan ~ 2016 - Bachelor of Accounting - Bachelor Degree (AQF 7) - University of South Australia |
| Thomas Soraghan | 0 | 2021 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Deakin Uni ~ 2022 - Bachelor of Commerce - Bachelor Honours Degree (AQF 8) - Deakin Uni |
| Thomas Soraghan | 2024 | 2021 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Deakin Uni ~ 2022 - Bachelor of Commerce - Bachelor Honours Degree (AQF 8) - Deakin Uni |