This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Andrew Maciejewski | 1988 | 2001 - Super and Retirement Planning - Other - Integratec ~ 2005 - Self Managed Superannuation Funds - Other - Tribeca ~ 2015 - Cavendish & ICFS Specialist SMSF Course - Other - The University of Adelaide International Centre for Financial Services ~ 2017 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - International Institute of Technology ~ 2017 - Diploma of Financial Planning - Diploma (AQF 5) - International Institute of Technology |
| MD Wahiduzzaman Khan | 2006 | 2003 - Master of E-Business - Masters Degree (AQF 9) - Edith Cowan University ~ 2008 - Diploma of Financial Planning - Diploma (AQF 5) - AAMC Training Group ~ 2010 - Taxation Planning - Other - Kaplan Professional ~ 2012 - Diploma of Financial Services (Finance & Mortgage Broking Management) - Diploma (AQF 5) - AAMC Training Group ~ 2013 - Cavendish & ICFS Specialist SMSF Course - Other - The University of Adelaide International Centre for Financial Services |
| Michael Aloysius Martin | 2003 | 2005 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Financial Services Training & Assessment ~ 2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - International Institute of Technology ~ 2017 - Principals in Self Managed Superannuation Funds - Other - International Institute of Technology |