This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Brenton William Marris | 2016 | 2010 - Bachelor of Business Accounting - - Swinbourne University ~ 2015 - Advanced Diploma in Financial Planning - - Kaplan ~ 2019 - Certified Financial Planner - Graduate Diploma (AQF 8) - Financial Planning Association |
| Christopher John Payne | 1999 | 1997 - Bachelor Commerce - - Flinders University South Australia ~ 1999 - Diploma of Financial Planning - - Financial Planning Association ~ 2002 - Superannuation & retirement planning course - - Integratec ~ 2003 - Graduate Diploma in Applied Finance Investment - - Securities Institute of Australia ~ 2013 - Diploma of Financial Planning - - Pinnacle Financial Services Academy |
| Christopher Pomaroff | 2012 | 2006 - Bachelor of Commerce (Accounting and Finance) - Bachelor Degree (AQF 7) - Monash University ~ 2009 - Self Managed Superannuation Funds - Other - Kaplan Professional ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2012 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2015 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia |
| Matthew Phillip Keller | 2017 | 2005 - Bachelor of Commerce - - The University of Queensland ~ 2017 - RG146 for Superannuation & SMSF - - CPA Australia |
| Timothy John O'loughlin | 2010 | 2007 - Bachelor of commerce - - Bond University ~ 2010 - Diploma of financial services - - Mentor education group ~ 2015 - Self Managed Superannuation Funds - - Kaplan Professional ~ 2016 - Certified Financial Planner - - Financial Planning Association of Australia |