This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives limited to:
old law securities options contracts and warrants;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives limited to:
old law securities options contracts and warrants;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Luke Eres | 1996 | 1999 - CFP - - Financial Planning Association of Australia (FPA) ~ 1999 - Diploma of Financial Planning - - Deakin ~ 2007 - SMSF Specialist Adviser (SSA) - - Self Managed Super Fund Association of Australia ~ 2010 - Margin Lending & Geared Investments - - Kaplan Education ~ 2021 - Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Mirko Cugura | 1999 | 1992 - Bachelor of Economics - Bachelor Degree (AQF 7) - La Trobe University ~ 1993 - Grad Dip of Econometrics - Graduate Diploma (AQF 8) - La Trobe University ~ 2001 - Grad Dip in Financial Planning - Graduate Diploma (AQF 8) - Securities Institute (Finsia) ~ 2002 - CFP - - Financial Planning Association of Australia (FPA) ~ 2013 - Certified Investment Management Analyst - - IMCA |
| Patrick Daniel Garrett | 2017 | 2010 - Bachelor of Commerce (Accounting) - Bachelor Degree (AQF 7) - Swinburne University of Technology ~ 2012 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan ~ 2013 - Diploma of Finance & Mortgage Broking Management - Diploma (AQF 5) - Kaplan ~ 2016 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia (FPA) |
| Timothy Dawe | 2011 | 2007 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Deakin University ~ 2014 - CFP - - Financial Planning Association of Australia (FPA) |