This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Adam Douglas Challen Kerr | 2014 | 2013 - Bachelor of Commerce (Finance) - - Flinders University ~ 2013 - Bachelor of Laws and Legal Practice - - Flinders University ~ 2015 - Certified Financial Strategist - - Association of Independently Owned Financial Professionals (AIOFP) |
| Anh Tri Victory VU | 2008 | 2005 - Bachelor of Finance - - The University of Adelaide ~ 2008 - Diploma of Financial Services (Financial Planning) - - Mentor Education - PS146 Training Australia ~ 2011 - Advance Diploma of Financial Services (Financial Planning) - - Mentor Education - RG146 Training Australia ~ 2014 - Certified Financial Planner - - Financial Planning Association of Australia (FPA) ~ 2015 - Certified Financial Strategist - - Association of Independently Owned Financial Professionals (AIOFP) |
| Jarrad Blake Murdoch | 2015 | 2013 - Bachelor of Urban & Regional Planning - - University of South Australia ~ 2018 - Advance Diploma of Financial Services (Financial Planning) - - Mentor ~ 2018 - Self-Managed Super Fund Adviser (Personal Advice) - - Mentor |