This licence authorises the licensee to carry on a financial services business to provide financial service(s) limited to:
Provide financial product advice limited to personal and general financial product advice limited to:
basic deposit products to retail and wholesale clients;
life products limited to investment life insurance products to retail and wholesale clients;
life products limited to life risk insurance products to retail and wholesale clients;
managed investment schemes including IDPS to retail and wholesale clients;
retirement savings accounts to retail and wholesale clients;
securities to retail and wholesale clients; and
superannuation to retail and wholesale clients.
Deal in a financial product limited to apply for, acquire, vary or dispose of a financial product on behalf of another person limited to:
basic deposit products to retail and wholesale clients;
life products limited to investment life insurance products to retail and wholesale clients;
life products limited to life risk insurance products to retail and wholesale clients;
managed investment schemes including IDPS to retail and wholesale clients;
retirement savings accounts to retail and wholesale clients;
securities to retail and wholesale clients; and
superannuation to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Garth Bailo | 2024 | 2022 - Graduate Diploma - Graduate Diploma (AQF 8) - Kaplan |
| Timothy Brent Hartmann | 2007 | 2007 - Diploma of Financial Services - - Kaplan ~ 2012 - Advanced Diploma of Financial Planning - - Kaplan ~ 2012 - Self-Managed super fund - - Kaplan ~ 2018 - Graduate of Financial Planning - - Kaplan ~ 2018 - Graduate of financial planning - Graduate Certificate (AQF 8) - Kaplan |
| Tobias Stewart | 2024 | 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |