This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| John Vincent Holland | 2000 | Bachelor Degree - Commerce - University of South Africa ~ CFP - Certified Financial Planner - Financial Planning Association of Australia ~ Diploma - Financial Planning - Deakin University |
| Leanne Nicole Bogoev | 2018 | Bachelor of Commerce (Accounting & Taxation) - Curtin University ~ Diploma of Finance and Mortgage Broking Management - Kaplan ~ Diploma of Financial Planning - Kaplan ~ Graduate Diploma of Chartered Accountancy - Institute of Chartered Accountants |
| Michele Louise Kruger | 2018 | Bachelor of Commerce (Accounting) - University of Johannesburg ~ Bachelor of Commerce Honours (Accounting) - University of Johannesburg ~ Diploma of Financial Planning - Kaplan ~ Higher Diploma (International Tax) - University of Johannesburg ~ Masters of Commerce (South African and International Taxation) - University of Johannesburg |
| Vincent John Holland | 2012 | Bachelor of Commerce - Murdoch University ~ Bachelor of Laws - Murdoch University ~ Diploma of Financial Servies - Kaplan |