This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| John Vincent Holland | 2000 | 1994 - Bachelor Degree - Commerce - - University of South Africa ~ 2000 - Diploma - Financial Planning - - Deakin University ~ 2005 - CFP - Certified Financial Planner - - Financial Planning Association of Australia |
| Michele Louise Kruger | 2018 | 1999 - Bachelor of Commerce (Accounting) - - University of Johannesburg ~ 2000 - Bachelor of Commerce Honours (Accounting) - - University of Johannesburg ~ 2005 - Masters of Commerce (South African and International Taxation) - - University of Johannesburg ~ 2007 - Higher Diploma (International Tax) - - University of Johannesburg ~ 2018 - Diploma of Financial Planning - - Kaplan |
| Vincent John Holland | 2012 | 2009 - Bachelor of Commerce - - Murdoch University ~ 2009 - Bachelor of Laws - - Murdoch University ~ 2015 - Diploma of Financial Servies - - Kaplan |