This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Andrew Bowker | 2018 | Advanced Diploma of Financial Planning - Mentor Education ~ Baccalaureus Scientiae (Bachelor of Science) - University of Johannesburg (South Africa) ~ Diploma of Financial Planning - Mentor Education ~ Postgraduate Diploma in Financial Planning - University of the Free State (South Africa) ~ Self Managed Superannuation Fund - Mentor Education |
| Benjamin Peter Frawley | 1999 | Bachelor of Arts - Macquarie University ~ CFP - FPA ~ Diploma of Financial Planning - Financial Planning Association ~ FASEA Exam - FASEA |
| Christopher Tobin | 2013 | Advanced Diploma of Financial Planning - Kaplan ~ Bachelor of Business (Financial Planning) - RMIT University ~ Diploma of Financial Planning - Kaplan ~ Self Managed Superannuation Funds - Kaplan |
| Evan Hill | 2011 | Advanced Diploma - Financial Planning - Kaplan Professional ~ Advanced Diploma - Financial Planning - Kaplan Professional ~ Bachelor Degree - Business and Commerce - University of Western Sydney ~ Bachelor Degree - Business and Commerce - University of Western Sydney ~ Certified Financial Planner - Financial Planning Association of Australia (FPA) ~ Certified Financial Planner - Financial Planning Association of Australia (FPA) ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Masters Degree -Applied Finance - Kaplan ~ Masters Degree -Applied Finance - Kaplan |
| Jarrod Bailey | 2020 | Advanced Diploma of Financial Planning - Mentor Education ~ Advanced Diploma of Financial Planning - Mentor Education ~ Diploma of Financial Services - Mentor Education ~ Diploma of Financial Services - Mentor Education ~ FASEA - FASEA ~ FASEA - FASEA ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Master of Financial Planning - Kaplan Professional ~ Master of Financial Planning - Kaplan Professional |
| John Michael Core | 1976 | Advanced Diploma of Financial Planning - Monarch Institute ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Diploma of Financial Services (Insurance Broking) - National Insurance Brokers Association (NIBA) ~ Graduate Diploma of Financial Planning - Kaplan Professional |
| Jonathan Llewellyn | 2023 | Bachelor of Arts (International Relations) - University of Queensland ~ Bachelor of Laws - University of Queensland ~ Graduate Diploma - Kaplan ~ Master of Business Administration - Bond University |
| Jonathan Pohl | 2014 | BCom - Rhodes University, South Africa ~ Certified Financial Planner - Deakin University / FPA ~ Diploma of Financial Services - Pinnacle Financial Services Academy ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Postgraduate Diploma in Financial Planning - University of the Free State, South Africa |
| Jonathon Gregory Mannion | 2008 | Bachelor of Commerce - University of South Africa (South Africa) ~ Certified Financial Planner - Financial Planning Association of Australia ~ Margin Lending and Geared Investments - Kaplan Professional Education |
| Joseph James Dagg | 2011 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional Education ~ Bachelor of Mathematics - University of Newcastle ~ Diploma of Financial Services (Financial Planning) - AMP Financial Services |
| Kerrod Michael Taylor Holland | 2023 | Bachelor of Economics (Economic Development) - University of New England ~ Graduate Diploma of Financial Planning - Kaplan Professional |
| Matthew Dragovic | 2011 | Advanced Diploma of Financial Services - Kaplan Professional Education ~ Bachelor of Commerce - University of Wollongong ~ Certificate IV in Finance and Mortgage Broking - Kaplan Professional Education ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ Self Managed Superannuation Funds - Kaplan Professional Education |
| Maxwell Watkinson | 2023 | Bachelor of Business (Finance) - QUT ~ Financial Planning - Kaplan ~ Master of Financial Planning - Kaplan Professional |
| Nimashan Tambyah | 2006 | Advanced Diploma of Financial Planning - Mentor Education ~ Bachelor of Business - Swinburne University ~ Margin Lending (subject) - Kaplan Professional Education ~ Master of Financial Planning - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional Education |
| Rafic Hallak | 2003 | Bachelor of Business (Accounting and Finance) - University of Technology Sydney ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ Policy Statement 146 Knowledge Assessment (subject) - Integratec ~ Self Managed Superannuation Funds - Kaplan Professional Education |
| Scott William O'donnell | 2009 | Advanced Diploma of Financial Services (Financial Planning) - Mentor Education Pty Ltd ~ Bachelor of Business (Accounting) - Griffith University ~ Diploma of Financial Services (Financial Planning) - Mentor Education Pty Ltd ~ Master of Commerce - University of Southern Queensland |
| Sean Wi-kiong Yeo | 2013 | Advanced Diploma of Financial Planning - Monarch Institute ~ Advanced Diploma of Financial Planning - Monarch Institute ~ Bachelor of Arts - Murdoch University ~ Bachelor of Arts - Murdoch University ~ Cavendish & ICFS Specialist SMSF Course - University of Adelaide ~ Cavendish & ICFS Specialist SMSF Course - University of Adelaide ~ Certified Financial Planner - Financial Planning Association of Australia ~ Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Financial Planning - Monarch Institute ~ Diploma of Financial Planning - Monarch Institute |
| Wisam Sarayeldin | 2014 | Advanced Diploma Of Financial Planning - Kaplan Professional Education ~ Bachelor of Business and Commerce (Applied Finance) - University of Western Sydney ~ Diploma Of Financial Planning - Kaplan Professional Education ~ Self Managed Superannuation Funds - Kaplan Professional Education ~ Tier 1 Margin Lending - Personal Advice - Kaplan Professional Education |