This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
superannuation limited to:
self-managed superannuation fund;
a person s existing holding in a superannuation product but only to the extent required for:
making a recommendation that the person establish a self-managed superannuation fund; and
providing advice to the person on contributions or pensions under a superannuation product;
provide class of financial product advice for the following classes of financial products:
superannuation; and
deal in a financial product by:
arranging for another person to issue, apply for, acquire, vary or dispose of a financial product in respect of the following classes of financial products:
superannuation limited to:
self-managed superannuation fund; and
arranging for another person to apply for, acquire, vary or dispose of financial products in respect of the following classes of financial products:
superannuation limited to:
self-managed superannuation fund;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Glenn Hart | 2017 | 2001 - Bachelor of Business - - Monash University ~ 2009 - Master of Applied Finance - - Monash University ~ 2010 - CPA Public Practice Program - Professional Designations - CPA ~ 2012 - Professional Certificate in SMSF - Certificate (AQF 1-4) - University of Adelaide ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |