This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Amanda Gullickson | 2016 | 2008 - Bachelor of Arts (Communication, Media & Culture) - Bachelor Degree (AQF 7) - University of SA ~ 2012 - Diploma of Financial Services - - Kaplan ~ 2014 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan ~ 2016 - Self Managed Superannuation Funds - Other - Kaplan ~ 2019 - TASACLv2 Commercial Law - Other - Kaplan |
| Christopher Steven Harris | 1992 | 2002 - Diploma of Financial Planning - - Deakin University ~ 2011 - SMSF Specialist Adviser - - SPAA ~ 2011 - SMSF Specialist Module - - Kaplan |
| David John Scarr | 2007 | 2008 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional (formerly FINSIA) ~ 2021 - FASEA - Other - FASEA |
| Georgina Ann Holland | 2018 | 1998 - Bachelor of Economics - - University SA ~ 2008 - Diploma Of Financial Planning - - Kaplan |
| Glenn Allen Doherty | 2000 | 2002 - Diploma in FInancial Planning - - FPA ~ 2004 - Bachelor of Commerce - - FPA / CPA Programme ~ 2006 - SMSF - - Tribeca ~ 2010 - ASX Accreditation - - Kaplan ~ 2014 - Margin Lending & Geared Investments - - Kaplan |
| Katharine Adderley | 2001 | 1998 - Diploma of Financial Planning - Diploma (AQF 5) - Deakin ~ 2001 - Certificate IV in Assessment & Workplace Training - - Quality Training Company ~ 2002 - Certified Financial Planner - - FPA ~ 2004 - Certificate in Applied SMSF Advice - - Tower Trust ~ 2011 - Margin Lending & Geared Investments - - Kaplan Professional |
| Lisa Jane Nili | 2018 | 1995 - Bachelor of Arts (Hons) - - University of the West of England ~ 2017 - Diploma of Financial Planning - - Pinnacle Financial Services Academy ~ 2024 - MAsters in Financial Planning - Masters Degree (AQF 9) - Kaplan |
| Sally Louise Kolbig | 1999 | 1998 - Bachelor of Business - - University of South Australia ~ 2005 - Advanced Diploma Financial Planning - - Deakin University ~ 2015 - Advice in Practice (Aged Care) / The Strategic Advice Steps for Aged Care - - Aged Care Steps ~ 2016 - Certified Financial Planner - - Financial Planning Association ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Shane Kendall Boettcher | 1997 | 1999 - Diploma of Financial Planning - - Financial Planning Association ~ 2020 - FASEA Exam - Other - FASEA ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |