This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
arranging for another person to apply for, acquire, vary or dispose of financial products in respect of the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Adam Ward Carey | 2016 | Graduate Diploma - Financial Services Institute of Australasia ~ Master of Business Administration - Melbourne Business School ~ Master of Financial Planning - Deakin University |
| Andrea Rosemary Mckay | 2016 | Bachelor of Commerce - University of Tasmania ~ Diploma of Financial Planning - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional |
| Michelle Brisbane | 1999 | Bachelor of Business- Business Administration - RMIT ~ CFP - Deakin University ~ Diploma of Financial Planning - Deakin University |
| Sharon Tan | 2006 | Advanced Diploma of Financial Services (Financial Planning) - FINSIA ~ Bachelor of Commerce (Accounting) - Monash University ~ Certified Financial Planner - Financial Planning Association of Australia ~ DPML Margin Lending - Pinnacle Financial Services Academy ~ Diploma of Financial Services (Financial Planning) - Financial Planning Association of Australia |
| Timothy Fitzpatrick | 2017 | Advanced Dip Financial Planning - Kaplan ~ Bachelors in Arts & Business - University of Southern Queensland ~ Diploma of Financial Planning - Kaplan ~ Graduate Cert of Economics - University of Queensland ~ Master of Commerce - Deakin University |