This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Christopher Fagan | 2007 | 2006 - Bachelor Degree - Commerce - Bachelor Degree (AQF 7) - Deakin University ~ 2007 - Diploma - Financial Planning - Diploma (AQF 5) - Kaplan ~ 2010 - Advanced Diploma - Financial Planning - Advanced Diploma (AQF 6) - Kaplan ~ 2012 - CFP - Finance - - Financial Planning Association of Australia ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Constantine Gianna | 1993 | 1999 - Diploma of Financial Advising - - Securities Institute of Australia ~ 2001 - Diploma of Financial Planning - - Deakin University ~ 2002 - Graduate Diploma of Applied Finance - Graduate Diploma (AQF 8) - Securities Institute ~ 2004 - Certified Financial Planner - - Financial Planning Association of Victoria and Deakin University ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Emily Jessica Macdonald | 2023 | 2015 - Bachelor of Commerce (Major in Finance) - Bachelor Degree (AQF 7) - Deakin ~ 2018 - Master of Accounting and International Finance - Masters Degree (AQF 9) - Deakin ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Luke Anthony Spiller | 2014 | 2010 - Bachelor Degree - Business - Bachelor Degree (AQF 7) - Australian Catholic University ~ 2011 - Diploma - Financial Planning - Diploma (AQF 5) - MLC ~ 2012 - Advanced Diploma - Financial Planning - Advanced Diploma (AQF 6) - MLC ~ 2015 - Certified Financial Planner - - FPA ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Matthew Scholten | 1995 | 1990 - Diploma - Life Insurance - Diploma (AQF 5) - Australian Insurances Institute ~ 2003 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia ~ 2003 - Diploma of Financial Planning - Diploma (AQF 5) - Deakin University ~ 2011 - SMSF Association Specialist Accreditation Program - Professional Designations - Self Managed Super Fund Association ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Michael Francis Toal | 2001 | 1992 - Bachelor Degree - Business - - Charles Sturt University ~ 2003 - Diploma - DFP - - Deakin University ~ 2005 - Other - SMSF Adviser (Specialist) - - SPAA ~ 2008 - CFP - Certified Financial Planner - - Financial Planning Association of Australia |
| Mitchell John Fidas | 2023 | 2018 - Bachelor of Business(major in Financial Planning) - Bachelor Degree (AQF 7) - La Trobe University ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Trent Matthew Collins | 2002 | 1998 - Bachelor Degree - Applied Science - Bachelor Degree (AQF 7) - RMIT ~ 2009 - Graduate Diploma - Financial Planning - Graduate Diploma (AQF 8) - FINSIA ~ 2011 - Diploma - Company Directors - - Australian Institute of Company Directors ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |