EP Financial Services Pty ltd

AFS License Number
325252
Name
EP Financial Services Pty ltd
ABN/ACN/ARBN
52130772495
Licensee issued
July 8, 2008
Address
Bundall, 4217, QLD

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
derivatives; and
interests in managed investment schemes limited to:
MDA services; and
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
provide the following custodial or depository services:
operate custodial or depository services other than investor directed portfolio services;
to retail and wholesale clients.

Location

Advisers

Name First provided advice Qualification and trainings
 Agnes Sylvia Erdosi 2018 Bachelor of Commerce (Financial Planning) - Deakin University ~ Diploma of Financial Planning - Kaplan Professional Education ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ TASA TPB Code of Professional Conduct - Kaplan Professional Education
 Alexander Rose 2001 Bachelor of Arts - The University of Queensland ~ Bachelor of Business (Management) - The University of Queensland ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Graduate Diploma in Applied Finance and Investment - Securities Institute of Australia (now FINSIA) ~ Margin Lending - Kaplan Professional
 Andrew John Rosetta 2015 Bachelor of Commerce - University of Canberra ~ Certified Financial Planner - Financial Planning Association of Australia ~ Ethics and Professionalism in Financial Advice - kaplan professional
 Anthony Castellaro 2002 Bachelor of Business Administration - Texas Wesleyan University Ft.Worth TX USA ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Graduate Diploma of Financial Planning - FINSIA
 Benjamin James Greenwell 2011 Bachelor of Science - Manchester Metropolitan University ~ Certified Financial Planner - Financial Planning Association ~ Diploma Financial Services (Financial Planning) - Meutar Education ~ SMSF Association Specialist Adviser Accreditation - SMSF Association
 Benjamin Mcnamara 2005 Advanced Diploma Financial Services (Financial Planning) - Kaplan ~ Bachelor of Finance - University of Newcastle ~ Margin Lending Accreditation - Kaplan
 Brett James Ulrick 2003 Bachelor of Business (Accounting) - Southern Cross University ~ Certified Financial Planner - Financial Planning Association ~ Derivatives Level 1 & 2 - ASX ~ Ethics & Professionalism in Financial Advice - Kaplan Professional ~ Post Graduate Diploma Financial Planning - Securities Institute of Australia
 Cameron Felice 2012 Advanced Diploma of Financial Planning - Kaplan Education Pty Ltd ~ Bachelor of Business - The University of NSW ~ Certified Financial Planner - FPA ~ Diploma of Financial Services (Financial Planning) - Kaplan Education Pty Ltd
 Cameron Rowland James 2018 Bachelor of Commerce (Tax & Accounting) - Griffith University ~ DIPLOMA OF FINANCIAL PLANNING - IIT ~ Financial Adviser Exam - FASEA
 Christie Taryn Wilson 2017 Advanced Diploma Financial Planning FNS60415 - Kaplan Australia ~ Diploma Financial Planning FNS50615 - Kaplan Australia ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma Financial Planning - Kaplan Professional ~ RG146 Tier 1 Margin Lending - Kaplan Australia
 Christopher Railton 2018 Bachelor of Commerce (Professional) (Financial Planning) - Griffith University
 Cindy Tran 2023 Bachelor of Commerce Majoring in Financial Planning - Griffith University QLD
 Claire Frances Mcgregor 2012 Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Certified Financial Planner - FPA ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan professional ~ Margin Lending Accreditation - Kaplan Professional
 Craig Patrick Roberts 2022 Bachelor of Business - Accounting - Queensland University of Technology ~ Graduate Diploma of Financial Planning - Kaplan
 Damon John Bensein 2006 Bachelor of Business - QUT ~ Certified Financial Planner - Financial Planning Association ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma Financial Planning - Finsia
 Daniele DI Girolamo 2016 Bachelor Of Business (Economics) - Queensland University of Technology ~ DFP 3, Superannuation and Retirement Planning - Kaplan ~ DFP4 Securities,Managed Investments and Generic Knowledge - Kaplan ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Foundations of Financial Planning A and B, Generic Knowledge (DFP1) - Kaplan
 Darren Withers 1999 Bachelor of Commerce - James Cook University ~ Certificate in Self Managed Super Funds - Tribeca ~ Certified Financial Planner - Financial Planning Association ~ Diploma of Financial Planning - Financial Planning Association ~ SMSF Specialist Advisor (SSA) Accreditation - SMSF Association
 Dean Cameron Ireland 2002 Bachelor of Commerce - Griffith University ~ Certified Financial Planner - Financial Planning Association ~ Diploma in Financial Services (Financial Planning) - Tribeca ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ SMSF Specialist Advisor (SSA) Accreditation - SMSF Association
 Elene Lois Worthington 2008 Advanced Diploma of Financial Planning - Kaplan ~ Bachelor of Business - University of Sunshine Coast ~ Bachelor of Commerce Majoring in Accounting - University of the Sunshine Coast ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Margin Lending - Kaplan
 Giovane Porciuncula Nucci 2015 Advanced Diploma of Financial Planning - International Institute of Technology (IIT) ~ Bachelor of Business - Georgia College ~ Diploma of Financial Planning - AAMC Training Group ~ Principles in Self-Managed Superannuation Funds - International Institute of Technology
 Gregory John Jamieson 2000 Bachelor of Arts - Griffith University ~ Certified Financial Planner - Finacial Planning Association ~ Diploma of Finacial Planning - Financial Planning Association ~ Ethics and Professionalism in Financial Advice - Kaplan
 Jessie Hinds 2012 Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Business (Accountancy) - Queensland University of Technology (QUT) ~ CFP - Financial Planning Association ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional
 Kelly Stubberfield 2015 Advanced Diploma in Financial Planning - Kaplan ~ Certified Financial Planner - Financial Planning Association of Australia ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Masters of Financial Planning - Kaplan Professional ~ Tier 1 Margin Lending - Kaplan Professional
 Kyle John Wilson Knowles 2022 Bachelor of Commerce - Australian National University ~ Graduate Diploma of Financial Planning - Kaplan Professional
 Lynda Mckie 2010 Bachelor of Commerce - University of Queensland ~ Certified Financial Planner - FPA ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional
 Michael Joseph Gray 2004 Certified Financial Planner - FPA ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Graduate Diploma of Applied Finance - Kaplan Professional ~ Masters of Applied Finance - Kaplan
 Michael Mehmed Kahric 2016 Bachelor of Commerce - Griffith University ~ Bachelor of Commerce - Griffith University ~ Certified Financial Planner - FPA ~ Diploma of Financial Planning - International Institute of Technology ~ Diploma of Financial Planning - International Institute of Technology (IIT) ~ Tier 1 - Margin Lending - Kaplan
 Michael Shane Rose 2014 Bachelor of Business (Majoring in Accounting and Finance) - Southern Cross University ~ Certified Financial Planner - FPA ~ Diploma of Chartered Accounting - Institute of Chartered Accountants Australia and New Zealand ~ Diploma of Financial Planning - Kaplan ~ Ethics and Professionalism in Financial Advice - Kaplan Professional
 Peter William Mcveigh 1997 Bachelor of Business (Banking & Finance) - QUT ~ Graduate Diploma in Applied Finance and Investment - FINSIA ~ Graduate Diploma of Financial Planning - FINSIA
 Sunitha Williams 2011 Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Commerce (Majors in Accounting and Finance) - The University of Queensland ~ Certified Financial Planner - Financial Planning Association of Australia ~ Margin Lending and Geared Investments - Kaplan Professional ~ SMSF Specialist Advisor Accreditation - SMSF Association
 Timothy James Swainston 2018 Bachelor Business Commerce (Applied Finance) - Western Sydney University ~ Diploma Financial Planning FNS50615 - Monarch Institute
 Timothy Mclaughlan 2008 Bachelor of Commerce with Honours - ANU ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Graduate Diploma of Applied Finance - Kaplan ~ SMSF Specialist Advisor (SSA) Accreditation - SMSF Association
 Troy Wesley Pearsall 2010 Advanced Diploma in Financial Services - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Master of Financial Planning - Kaplan Professional ~ Taxation & Estate Planning - Kaplan Professional