This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
derivatives; and
interests in managed investment schemes limited to:
MDA services; and
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
provide the following custodial or depository services:
operate custodial or depository services other than investor directed portfolio services;
to retail and wholesale clients.
Name | First provided advice | Qualification and trainings |
---|---|---|
Agnes Sylvia Erdosi | 2018 | Bachelor of Commerce (Financial Planning) - Deakin University ~ Diploma of Financial Planning - Kaplan Professional Education ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ TASA TPB Code of Professional Conduct - Kaplan Professional Education |
Alexander Rose | 2001 | Bachelor of Arts - The University of Queensland ~ Bachelor of Business (Management) - The University of Queensland ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Graduate Diploma in Applied Finance and Investment - Securities Institute of Australia (now FINSIA) ~ Margin Lending - Kaplan Professional |
Andrew John Rosetta | 2015 | Bachelor of Commerce - University of Canberra ~ Certified Financial Planner - Financial Planning Association of Australia ~ Ethics and Professionalism in Financial Advice - kaplan professional |
Anthony Castellaro | 2002 | Bachelor of Business Administration - Texas Wesleyan University Ft.Worth TX USA ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Graduate Diploma of Financial Planning - FINSIA |
Benjamin James Greenwell | 2011 | Bachelor of Science - Manchester Metropolitan University ~ Certified Financial Planner - Financial Planning Association ~ Diploma Financial Services (Financial Planning) - Meutar Education ~ SMSF Association Specialist Adviser Accreditation - SMSF Association |
Benjamin Mcnamara | 2005 | Advanced Diploma Financial Services (Financial Planning) - Kaplan ~ Bachelor of Finance - University of Newcastle ~ Margin Lending Accreditation - Kaplan |
Brett James Ulrick | 2003 | Bachelor of Business (Accounting) - Southern Cross University ~ Certified Financial Planner - Financial Planning Association ~ Derivatives Level 1 & 2 - ASX ~ Ethics & Professionalism in Financial Advice - Kaplan Professional ~ Post Graduate Diploma Financial Planning - Securities Institute of Australia |
Cameron Felice | 2012 | Advanced Diploma of Financial Planning - Kaplan Education Pty Ltd ~ Bachelor of Business - The University of NSW ~ Certified Financial Planner - FPA ~ Diploma of Financial Services (Financial Planning) - Kaplan Education Pty Ltd |
Cameron Rowland James | 2018 | Bachelor of Commerce (Tax & Accounting) - Griffith University ~ DIPLOMA OF FINANCIAL PLANNING - IIT ~ Financial Adviser Exam - FASEA |
Christie Taryn Wilson | 2017 | Advanced Diploma Financial Planning FNS60415 - Kaplan Australia ~ Diploma Financial Planning FNS50615 - Kaplan Australia ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma Financial Planning - Kaplan Professional ~ RG146 Tier 1 Margin Lending - Kaplan Australia |
Christopher Railton | 2018 | Bachelor of Commerce (Professional) (Financial Planning) - Griffith University |
Cindy Tran | 2023 | Bachelor of Commerce Majoring in Financial Planning - Griffith University QLD |
Claire Frances Mcgregor | 2012 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Certified Financial Planner - FPA ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan professional ~ Margin Lending Accreditation - Kaplan Professional |
Craig Patrick Roberts | 2022 | Bachelor of Business - Accounting - Queensland University of Technology ~ Graduate Diploma of Financial Planning - Kaplan |
Damon John Bensein | 2006 | Bachelor of Business - QUT ~ Certified Financial Planner - Financial Planning Association ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma Financial Planning - Finsia |
Darren Withers | 1999 | Bachelor of Commerce - James Cook University ~ Certificate in Self Managed Super Funds - Tribeca ~ Certified Financial Planner - Financial Planning Association ~ Diploma of Financial Planning - Financial Planning Association ~ SMSF Specialist Advisor (SSA) Accreditation - SMSF Association |
Dean Cameron Ireland | 2002 | Bachelor of Commerce - Griffith University ~ Certified Financial Planner - Financial Planning Association ~ Diploma in Financial Services (Financial Planning) - Tribeca ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ SMSF Specialist Advisor (SSA) Accreditation - SMSF Association |
Elene Lois Worthington | 2008 | Advanced Diploma of Financial Planning - Kaplan ~ Bachelor of Business - University of Sunshine Coast ~ Bachelor of Commerce Majoring in Accounting - University of the Sunshine Coast ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Margin Lending - Kaplan |
Giovane Porciuncula Nucci | 2015 | Advanced Diploma of Financial Planning - International Institute of Technology (IIT) ~ Bachelor of Business - Georgia College ~ Diploma of Financial Planning - AAMC Training Group ~ Principles in Self-Managed Superannuation Funds - International Institute of Technology |
Gregory John Jamieson | 2000 | Bachelor of Arts - Griffith University ~ Certified Financial Planner - Finacial Planning Association ~ Diploma of Finacial Planning - Financial Planning Association ~ Ethics and Professionalism in Financial Advice - Kaplan |
Jessie Hinds | 2012 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Business (Accountancy) - Queensland University of Technology (QUT) ~ CFP - Financial Planning Association ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional |
Kelly Stubberfield | 2015 | Advanced Diploma in Financial Planning - Kaplan ~ Certified Financial Planner - Financial Planning Association of Australia ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Masters of Financial Planning - Kaplan Professional ~ Tier 1 Margin Lending - Kaplan Professional |
Kyle John Wilson Knowles | 2022 | Bachelor of Commerce - Australian National University ~ Graduate Diploma of Financial Planning - Kaplan Professional |
Lynda Mckie | 2010 | Bachelor of Commerce - University of Queensland ~ Certified Financial Planner - FPA ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional |
Michael Joseph Gray | 2004 | Certified Financial Planner - FPA ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Graduate Diploma of Applied Finance - Kaplan Professional ~ Masters of Applied Finance - Kaplan |
Michael Mehmed Kahric | 2016 | Bachelor of Commerce - Griffith University ~ Bachelor of Commerce - Griffith University ~ Certified Financial Planner - FPA ~ Diploma of Financial Planning - International Institute of Technology ~ Diploma of Financial Planning - International Institute of Technology (IIT) ~ Tier 1 - Margin Lending - Kaplan |
Michael Shane Rose | 2014 | Bachelor of Business (Majoring in Accounting and Finance) - Southern Cross University ~ Certified Financial Planner - FPA ~ Diploma of Chartered Accounting - Institute of Chartered Accountants Australia and New Zealand ~ Diploma of Financial Planning - Kaplan ~ Ethics and Professionalism in Financial Advice - Kaplan Professional |
Peter William Mcveigh | 1997 | Bachelor of Business (Banking & Finance) - QUT ~ Graduate Diploma in Applied Finance and Investment - FINSIA ~ Graduate Diploma of Financial Planning - FINSIA |
Sunitha Williams | 2011 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Commerce (Majors in Accounting and Finance) - The University of Queensland ~ Certified Financial Planner - Financial Planning Association of Australia ~ Margin Lending and Geared Investments - Kaplan Professional ~ SMSF Specialist Advisor Accreditation - SMSF Association |
Timothy James Swainston | 2018 | Bachelor Business Commerce (Applied Finance) - Western Sydney University ~ Diploma Financial Planning FNS50615 - Monarch Institute |
Timothy Mclaughlan | 2008 | Bachelor of Commerce with Honours - ANU ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Graduate Diploma of Applied Finance - Kaplan ~ SMSF Specialist Advisor (SSA) Accreditation - SMSF Association |
Troy Wesley Pearsall | 2010 | Advanced Diploma in Financial Services - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Master of Financial Planning - Kaplan Professional ~ Taxation & Estate Planning - Kaplan Professional |