This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Andrea Jan Skerritt | 2003 | 1995 - Bachelor of Business Majoring in Accountancy and Business Law and Taxation - - Queensland University of Technology ~ 1998 - Diploma of Superannuation Management - - The Association of Superannuation Funds of Australia Limited ~ 2005 - Diploma of Financial Planning - - Financial Planning Association of Australia Limited ~ 2011 - ATMA Self Managed Superannuation Fund Audit Workshop - - Association of Taxation and Management Accountants ~ 2019 - SMSF Specialist Member Accreditation - Professional Designations - SMSF Association |
| Peter Ian Cain | 2002 | 2009 - Diploma of Financial Services (Financial Planning) FNS50804 - - Kaplan Professional ~ 2016 - Graduate Certificate in Financial Planning - - Griffith University, Queensland ~ 2020 - Aged Care Steps Accredited Aged Care Professional program - Professional Designations - Financial Planning Association |