This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
superannuation limited to:
self-managed superannuation fund;
a person s existing holding in a superannuation product but only to the extent required for:
making a recommendation that the person establish a self-managed superannuation fund; and
providing advice to the person on contributions or pensions under a superannuation product;
provide class of financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
life products limited to:
life risk insurance products;
simple managed investment schemes;
securities; and
superannuation; and
deal in a financial product by:
arranging for another person to issue, apply for, acquire, vary or dispose of a financial product in respect of the following classes of financial products:
superannuation limited to:
self-managed superannuation fund; and
arranging for another person to apply for, acquire, vary or dispose of financial products in respect of the following classes of financial products:
superannuation limited to:
self-managed superannuation fund;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Justin Stephen Doyle | 2008 | 1998 - Bachelor of Commerce - - The University of Newcastle ~ 2002 - Chartered Accountants Program - - The Institute of Chartered Accountants ~ 2005 - Certificate of Public Practice - - The Institute of Chartered Accountants ~ 2008 - Diploma of Financial Services (Financial Planning) - - Kaplan ~ 2015 - Self Managed Superannuation Funds - - Kaplan |
| Martin John Perry | 2008 | 2000 - Bachelor of Commerce - - The University of Newcastle ~ 2007 - Graduate Diploma (ICAA) - - The Institute of Chartered Accountants ~ 2008 - Diploma of Financial Services (Financial Planning) - - Kaplan ~ 2015 - Self Managed Superannuation Fund - - Kaplan |