This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
arranging for another person to apply for, acquire, vary or dispose of financial products in respect of the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Amy Hutty | 2017 | 2015 - Diploma of Financial Planning - - Kaplan Professional ~ 2017 - Advanced Diploma of Financial Planning - - Kaplan Professional ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Benjamin Kade Lancaster | 1999 | 1996 - Bachelor of Commerce - - Latrobe University ~ 2000 - CFP Certification - - FPA ~ 2003 - Diploma of Financial Planning - - FPA |
| Charles Daniel Bagguley | 2004 | 2003 - Bachelor of Business (Financial Planning) - - RMIT ~ 2007 - CFP Certification - - FPA ~ 2015 - Accredited Aged Care Professional - - Aged Care Steps ~ 2022 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Jayne Elizabeth Dibble | 2008 | 1994 - Bachelor of Commerce - - University of Melbourne ~ 2005 - Foundation Diploma of Financial Planning - - FPA |
| Jessica Louise Foat | 2018 | 2014 - Bachelor of Business & Commerce - - Monash University ~ 2017 - Diploma of Financial Planning - - Kaplan Professional |
| Julie Lorraine Irving | 2008 | 2004 - Bachelor of Accounting - - University of South Australia ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan Professional Education ~ 2015 - Accredited Aged Care Professional - Professional Designations - Aged Care Steps ~ 2016 - CFP Certification - Professional Designations - FPA ~ 2021 - FPA Aged Care Specialist - Professional Designations - FPA |
| Manon Runge | 2017 | 2010 - Bachelor of Business - Bachelor Degree (AQF 7) - La Trobe University ~ 2016 - Diploma of Financial Planning - - Kaplan Professional ~ 2017 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional |
| Michael Roberts | 2016 | 2007 - Bachelor of Commerce - - RMIT University ~ 2011 - Diploma of Financial Planning - - Kaplan |