This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
arranging for another person to apply for, acquire, vary or dispose of financial products in respect of the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Amy Hutty | 2017 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Diploma of Financial Planning - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional |
| Benjamin Kade Lancaster | 1999 | Bachelor of Commerce - Latrobe University ~ CFP Certification - FPA ~ Diploma of Financial Planning - FPA |
| Charles Daniel Bagguley | 2004 | Accredited Aged Care Professional - Aged Care Steps ~ Bachelor of Business (Financial Planning) - RMIT ~ CFP Certification - FPA ~ Ethics and Professionalism in Financial Advice - Kaplan Professional |
| Jayne Elizabeth Dibble | 2008 | Bachelor of Commerce - University of Melbourne ~ Foundation Diploma of Financial Planning - FPA |
| Jessica Louise Foat | 2018 | Bachelor of Business & Commerce - Monash University ~ Diploma of Financial Planning - Kaplan Professional |
| Julie Lorraine Irving | 2008 | Accredited Aged Care Professional - Aged Care Steps ~ Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional Education ~ Bachelor of Accounting - University of South Australia ~ CFP Certification - FPA ~ FPA Aged Care Specialist - FPA |
| Manon Runge | 2017 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Business - La Trobe University ~ Diploma of Financial Planning - Kaplan Professional |
| Michael Roberts | 2016 | Bachelor of Commerce - RMIT University ~ Diploma of Financial Planning - Kaplan |