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Cutcher & Neale Financial Services Pty ltd

AFS License Number
433814
Name
Cutcher & Neale Financial Services Pty ltd
ABN/ACN/ARBN
22160682879
Licensee issued
April 9, 2013
Address
Newcastle West, 2302, NSW

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
general insurance products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
general insurance products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.

Location

Advisers

NameFirst provided adviceQualification and trainings
 Amber Ling2017Bachelor of Commerce - University of Newcastle ~ Certificate IV in Finance & Mortgage Broking - Kaplan Professional Education ~ Diploma of Financial Planning - Kaplan Professional Education ~ Graduate Diploma in Chartered Accounting - Chartered Accountants ANZ
 Benjamin Richard Letham2010Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Finance - The University of Newcastle ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Margin Lending & Geared Investments Statement of Attainment - Kaplan Professional ~ Self Managed Superannuation Funds Statement of Attainment - Kaplan Professional
 Bradley John Oldham2014Graduate Certificate of Business Administration - University of Newcastle ~ Justice of the Peace NSW - Attorney General & Justice ~ Tier 1 Specialist Risk Management - International Institute of Technology
 Catherine Maryanne Parker2016Bachelor of Commerce (Financial Accounting & Finance) - University of Newcastle ~ Certificate IV in Finance & Mortgage Broking - Kaplan Professional Education ~ Diploma in Financial Planning - Kaplan Professional ~ Graduate Diploma Chartered Accounting - Institute of Chartered Accountants
 Craig Mark Semmler2011Advanced Diploma of Financial Services (Financial Planning) - Kaplan ~ Bachelor of Commerce - University of Newcastle ~ Justice of the Peace NSW - Attorney General & Justice ~ Margin Lending & Geared Investments Accreditation - Kaplan ~ Self Managed Super Fund Accreditation - Kaplan
 Jace Ashley Pedonese2017Bachelor of Commerce - University of Newcastle ~ Certificate IV in Finance & Mortgage Broking - Kaplan Professional Education ~ Diploma of Financial Planning - Kaplan Professoinal Education
 Janelle Louise Brady2022Bachelor of Economics - University of Newcastle ~ Diploma of Financial Planning - Mentor Education ~ Graduate Diploma in Applied Finance and Investment - The Securities Institute of Australia
 Jarrod Heath Bramble2010Bachelor of Commerce - University of Newcastle ~ Chartered Accountant - Institute of Chartered Accountants ~ Chartered Tax Adviser - Tax Institute ~ Diploma of Financial Services - Kaplan ~ SMSF Specialist Advisor (SSA) Accreditation - SMSF Association
 Jason Campbell-atkinson2018Bachelor of Business (International Business & Management) - University of Newcastle ~ Diploma of Financial Planning (Module 1) - Kaplan ~ Diploma of Financial Planning (Module 2) - Kaplan
 Justin Beeforth2016Bachelor of Business - University of New England ~ Bachelor of Economics - University of New England ~ Diploma of Financial Planning - Kaplan ~ Graduate Diploma of Financial Planning - Kaplan
 Kristy Lea Smith2007Advanced Diploma of Financial Services - Kaplan ~ Bachelor of Finance - University of Newcastle ~ Margin Lending & Geared Investments - Kaplan ~ SMSF Specialist Advisor (SSA) Accreditation - SMSF Association ~ Tier 1 Foreign Exchange - Kaplan Professional
 Matthew Kevin Edmonds2017Bachelor of Commerce - University of Newcastle ~ Certificate IV Finance & Mortgage Broking - Kaplan Professional ~ Diploma of Financial Planning - Kaplan Professional ~ Graduate Certificate Chartered Accounting - Chartered Accountants Australia NZ
 Nicholas Donald Carter2018Bachelor of Commerce - University of Newcastle ~ Certificate IV Finance & Mortgage Broking - Kaplan Professional ~ Diploma of Financial Planning - Kaplan Professional ~ Graduate Certificate Chartered Accounting - CAANZ
 Nicole Leanne Brown2017Bachelor of Commerce - University of Newcastle ~ Certificate IV in Finance & Mortgage Broking - Kaplan Professional Education ~ Certificate of Public Practice - Chartered Accountants ANZ ~ Certified Practicing Accountant - CPA Australia ~ Diploma of Financial Planning - Kaplan Professional Education
 Philip John Stanbridge2007Diploma of Financial Planning - Financial Planning Association of Australia Limited ~ Life Insurance & Skills Statement of Attainment - Kaplan Professional ~ Margin Lending and Geared Investments Statement of Attainment - Kaplan Professional ~ Self Managed Superannuation Funds Statement of Attainment - Kaplan Professional
 Phillip Samuel Smith1994Bachelor of Commerce - University of Newcastle ~ Certified Financial Planner - Financial Planning Association ~ SMSF Specialist Advisor (SSA) Accreditation - SMSF Association ~ Tier 1 Foreign Exchange - Kaplan Professional ~ Tier 1 Risk Specialist - IIT
 Samuel James Arnott2017Bachelor of Commerce - University of Newcastle ~ Graduate Diploma of Chartered Accounting - Chartered Accountants ANZ ~ SMSF Specialist Advisor - SMSF Association
 Saverio Angi2004Bachelor of Business (Accountancy) - Queensland University of Technology ~ DFP001 Introduction to Financial Planning - Financial Planning Association of Australia ~ DFP002 Risk Management and Insurance Planning - Financial Planning Association of Australia ~ DFP004 Retirement Planning - Financial Planning Association of Australia ~ Financial Planning Proper Authority Course - The Securities Institute and The Institute of Chartered Accountants in Australia
 Shane Alexander Morgan2007Bachelor of Commerce - University of Newcastle ~ Chartered Accountant - Institute of Chartered Accountants ~ Diploma of Financial Planning - Securities Institute ~ SMSF Specialist Advisor (SSA) Accreditation - SMSF Association ~ Tier 1 Foreign Exchange - Kaplan Professional
 Stuart Phillip Chan2017Bachelor of Commerce - Macquarie University ~ Graduate Diploma of Chartered Accounting - Chartered Accountants ANZ ~ Graduate Diploma of Financial Planning - Finsia
 Wade Bryan Johnson2012Accredited Derivatives Adviser Level 1 - Kaplan ~ Bachelor of Commerce - University of Newcastle ~ Diploma of Financial Services (Financial Planning) - Kaplan ~ Margin Lending & Geared Investments - Kaplan ~ Tier 1 Foreign Exchange - Kaplan Professional