This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Debra Lee Cram | 2007 | 2005 - Bachelor of Business - - Charles Sturt University ~ 2008 - Certififcate of Public Practice - - ICAA ~ 2015 - CA SMSF Specialist - - University of NSW ~ 2023 - Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan Professional ~ 2023 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Elizabeth Grace Bodycott | 2003 | 2003 - Bachelor of Business - - Charles Sturt University ~ 2005 - CA Program - - ICAA ~ 2017 - Tier 1 Compliance Superannuation - - Financial Education Professionals |
| Stephanie Helen O'connor | 2005 | 1985 - Bachelor of Economics - - Macquarie University ~ 1989 - Certificate of Public Practice - - The Institute of Chartered Accountants in Australia ~ 2000 - Financial Planning Proper Authority Course - - The Securities Institute in association with the The Institute of Chartered Accountants in Australia |