This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Debra Lee Cram | 2007 | Bachelor of Business - Charles Sturt University ~ CA SMSF Specialist - University of NSW ~ Certififcate of Public Practice - ICAA ~ Client Engagement Skills - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional |
| Elizabeth Grace Bodycott | 2003 | Bachelor of Business - Charles Sturt University ~ CA Program - ICAA ~ Tier 1 Compliance Superannuation - Financial Education Professionals |
| Stephanie Helen O'connor | 2005 | Bachelor of Economics - Macquarie University ~ Certificate of Public Practice - The Institute of Chartered Accountants in Australia ~ Financial Planning Proper Authority Course - The Securities Institute in association with the The Institute of Chartered Accountants in Australia |