This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Adam Raymon Renouf | 2004 | 2009 - DFS (FP) - - IBI ~ 2010 - Margin Lending & Geared Investments - - Kaplan ~ 2013 - PSMSF - - IIT ~ 2020 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Monarch Institute ~ 2022 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - University of New England |
| Alexander Lagerwey | 1986 | 2000 - Diploma of Financial Planning - - FPA ~ 2010 - ASX Listed Products Accreditation - - LPAC ~ 2011 - Self Manager Super Funds - - Kaplan ~ 2022 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - University of New England |
| James Bailey Raymon Renouf | 2017 | 2018 - Diploma of Financial Planning - - Monarch Institute ~ 2020 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Monarch Institute ~ 2022 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - University of New England |
| James Lachlan Kennedy | 2012 | 2010 - Bachelor Degree - Commerce - - Deakin University |
| Steven Robert Maynes | 2003 | 2001 - Entry Level Competencies for Financial Service Professionals - - UTS ~ 2002 - Superannuation & Retirement Planning - - UTS ~ 2013 - Principles in Self Managed Superannuation Funds - - IIT ~ 2020 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Monarch Institute ~ 2022 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - University of New England |