Cruz Financial Planning Pty ltd

AFS License Number
532193
Name
Cruz Financial Planning Pty ltd
ABN/ACN/ARBN
81618516135
Licensee issued
Feb. 15, 2022
Address
Burleigh Heads, 4220, QLD

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.

Location

Advisers

Name First provided advice Qualification and trainings
 Alfred William Priestley 1989 1996 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia ~ 1996 - Diploma of Financial Planning - Diploma (AQF 5) - Deakin University ~ 2016 - Self Managed Superannuation Funds - Diploma (AQF 5) - Kaplan Professional
 Camille Cruz 0 2018 - Bachelor of Business (Accountancy) - Bachelor Degree (AQF 7) - Royal Melbourne Institute of Technology ~ 2018 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - Royal Melbourne Institute of Technology ~ 2023 - Master of Financial Planning - Masters Degree (AQF 9) - Deakin University
 Cody Jack Harmon 2013 2012 - Bachelor of Business (Ecomomics and Finance) - Bachelor Degree (AQF 7) - Royal Melbourne Institute of Technology ~ 2014 - 928 Margin Lending - Knowledge and Skills - Diploma (AQF 5) - Kaplan Professional ~ 2014 - Self-Managed Super Funds (SMSF) - Other - Integrity Education Group ~ 2019 - Master of Financial Planning - Masters Degree (AQF 9) - Griffith University ~ 2020 - Ethics and Professionalism (FPC002B) in Financial Advice - Bridging Course - Ethics - Kaplan Professional
 Jayden Post 2016 2012 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2016 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - RMIT University ~ 2017 - Self Managed Superannuation Funds - Diploma (AQF 5) - Kaplan Professional ~ 2020 - Ethics for Financial Services - Bridging Course - Ethics - Deakin University ~ 2024 - SMSF Specialist Advisor Program - Professional Designations - SMSF Association
 Riley Mark Jan 2023 2019 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Griffith University ~ 2019 - Bachelor of Laws - Bachelor Degree (AQF 7) - Griffith University ~ 2020 - Graduate Diploma in Legal Practice - Graduate Diploma (AQF 8) - Bond University ~ 2023 - Master of Financial Planning - Masters Degree (AQF 9) - Griffith University