This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Alfred William Priestley | 1989 | 1996 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia ~ 1996 - Diploma of Financial Planning - Diploma (AQF 5) - Deakin University ~ 2016 - Self Managed Superannuation Funds - Diploma (AQF 5) - Kaplan Professional |
| Camille Cruz | 0 | 2018 - Bachelor of Business (Accountancy) - Bachelor Degree (AQF 7) - Royal Melbourne Institute of Technology ~ 2018 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - Royal Melbourne Institute of Technology ~ 2023 - Master of Financial Planning - Masters Degree (AQF 9) - Deakin University |
| Cody Jack Harmon | 2013 | 2012 - Bachelor of Business (Ecomomics and Finance) - Bachelor Degree (AQF 7) - Royal Melbourne Institute of Technology ~ 2014 - 928 Margin Lending - Knowledge and Skills - Diploma (AQF 5) - Kaplan Professional ~ 2014 - Self-Managed Super Funds (SMSF) - Other - Integrity Education Group ~ 2019 - Master of Financial Planning - Masters Degree (AQF 9) - Griffith University ~ 2020 - Ethics and Professionalism (FPC002B) in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Jayden Post | 2016 | 2012 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2016 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - RMIT University ~ 2017 - Self Managed Superannuation Funds - Diploma (AQF 5) - Kaplan Professional ~ 2020 - Ethics for Financial Services - Bridging Course - Ethics - Deakin University |
| Riley Mark Jan | 2023 | 2019 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Griffith University ~ 2019 - Bachelor of Laws - Bachelor Degree (AQF 7) - Griffith University ~ 2020 - Graduate Diploma in Legal Practice - Graduate Diploma (AQF 8) - Bond University ~ 2023 - Master of Financial Planning - Masters Degree (AQF 9) - Griffith University |