This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Christopher David Mcknight | 2005 | Advanced Diploma of Financial Services (Financial Planning) - Tribeca ~ Bachelor of International Finance - Griffith University ~ Grad Cert Applied Finance - KAPLAN ~ SMSF Association SMSF Specialist Advisor - SPAA |
| Claudia Juliana Angel Bonilla | 2022 | Master of Financial Planning - Kaplan Professional |
| Michael Jeremy Purvis | 2005 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan ~ Commissioner for Declarations - Queensland Government |
| Shane Matthew Bensted | 2014 | Advanced Diploma of Financial Planning - Kaplan ~ Bachelor of Business (Marketing) - Queensland University of Technology (QUT) ~ Dipolma of Financial Planning - Intellitrain |
| Therese Nicole Mckenzie-young | 1981 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Commerce - Griffith University ~ Certificate IV Financial Services (Finance/Mortgage Broking) - National Finance Institute ~ Diploma of Financial Services (Financial Planning) - Integratec (Australia) Pty Ltd ~ Masters Financial Planning - Griffith University |